Compliance Jobs in Hong Kong

About InvescoAs one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our...

DescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve...

WHO WE ARE:As Singapores longest established bank we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How By taking the time to truly understand people. From there we provide support services solutions and career paths that meet their individual nee...

We are currently seeking aCompliance Consultant - Conduct / Ethics to provide on-going support to our Fortune 500client in financial services sector:Key ResponsibilitiesProvide day-to-day support for central compliance and code of ethics activities including review and approval of gifts and entertai...

We are currently seeking aCompliance Consultant - Conduct / Ethics to provide on-going support to our Fortune 500client in financial services sector:Key ResponsibilitiesProvide day-to-day support for central compliance and code of ethics activities including review and approval of gifts and entertai...

DescriptionJoin Global Financial Crimes Compliance and you will be surrounded by smart driven people like yourself who in line with the highest standards of integrity combine innovation and analysis to achieve industry leading results and recognition in accordance with the business principles fundam...

Maven is a market-leading proprietary trading firm deploying its own capital across discretionary systematic and market-making strategies. Backed by deep expertise in trading technology and research we are relentlessly focused on improving liquidity across global listed derivatives. Through advanced...

Key responsibilities:To provide timely pro-active and practical legal advice to all KONE operations in Hong Kong.To review draft and negotiate a broad range of business documents that arise from the day-to-day operations of the business in Hong Kong.To localize introduce implement and coordinate exi...

DescriptionJoin a highimpact team that helps protect clients and the firm from financial crime. Youll work on complex crossborder initiatives collaborate across legal risk and the business and see your advice shape real outcomes. We value your judgment curiosity and commitment to doing whats right....

About Us Simmons & Simmons Adaptive:In todays dynamic market our clients require versatile resourcing and talent solutions to adapt to their shifting demands and talent shortages. To address this challenge we introduced Simmons Adaptive (Adaptive) in London in 2014 followed by expansions to Hong Kon...

Why work for usA career at Janus Henderson is more than a job its about investingin a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights disciplined investments and world-class service. We will do...

DescriptionThe Goldman Sachs Group is a bank holding company and a leading global investment banking securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations financial institutions gov...

DescriptionAbout Goldman SachsThe Goldman Sachs Group Inc. is a leading global investment banking securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations financial institutions governments and...

DescriptionThe Financial Crime Compliance Manager acts as a trusted advisor on financial crime matters including anti-money laundering (AML) counter-terrorist financing (CTF) sanctions anti-bribery and corruption (ABC) and fraud. The incumbent manages the escalation and resolution of complex or high...

You are as unique as your background experience and point of view. Here youll be encouraged empowered and challenged to be your best self. Youll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your...

Flow Traders is looking for an experienced Compliance Officer to join our team in Hong Kong. The successful candidate has strong experience in regulatory analysis and compliance advisory with a strong interest in digital asset markets. This is a unique opportunity to join a leading proprietary tradi...

Task Responsibilities:Assist the Export Controls Compliance Team in the review and approval of export-controlled shipments (Compliance Defense process).Assess the acceptability of export-controlled shipments following the policies of the Company and the internal standards of the Company as set by th...

Work Location:Hong Kong Hong KongHours:37.5Line of Business:CompliancePay Details:Were committed to providing fair and equitable compensation to all our colleagues. As a candidate we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions including...

Manager Distribution ComplianceManulife Distribution Compliance team in Hong Kong is responsible for ensuring that sales activities conducted by agents brokers and bank partners adhere to applicable laws regulations and internal standards. The team provides compliance oversight conducts monitoring a...

About the PositionWe are looking for an Employee Compliance Specialist to act as a point of contact in administering various employee compliance requirements in our Hong Kong office. You should be able to answer questions and explain processes clearly to a wide range of colleagues across the firm an...