Trading Compliance Officer
Job Summary
Susquehanna is looking for a Trading Compliance Officer to support our continued growth in APAC. The role combines real-time advisory support with oversight of market conduct and trading risks. The successful candidate will develop a deep understanding of the firms strategies products algos and market structure in order to provide practical commercially aware compliance guidance. This is an excellent opportunity for a compliance professional who enjoys solving complex problems building strong stakeholder relationships and operating in a fast-paced highly regulated environment
What youll do
- Develop and maintain an in-depth understanding of the firms trading strategies algorithms products and market microstructure to provide risk-based compliance support
- Act as a day-to-day compliance contact for Trading providing clear practical advice on regulatory and conduct matters
- Support new trading initiatives and changes to existing activity to ensure alignment with applicable regulatory requirements
- Advise on market conduct matters including the delivery of targeted training where appropriate
- Contribute to the ongoing enhancement of the firms trading conduct and market abuse controls including oversight and escalation of relevant issues.
- 6 years experience in a Trading Compliance or similar compliance advisory role
- Strong working knowledge of Market Regulation across APAC jurisdictions
- Experience across equity and/or derivative markets in a compliance or surveillance role particularly in relation to algorithmic trading activities
- Comfortable engaging directly with traders and desk heads in a fast-paced environment
- Commercially aware with strong judgement and the confidence to make decisions while recognising when to escalate
- Collaborative team player who builds effective relationships across Trading and Compliance teams
Whats in it for you
- Our flat hierarchy enables you to drive meaningful impact by leveraging your expertise and taking ownership.
- Private healthcare and wellness initiatives.
- Daily office lunch allowance
- Employee Assistance and Education Assistance Programs
- Matched donations and corporate discounts
About Susquehanna
What we do
Susquehannas deep integration of trading technology and quant research makes us experts in trading essentially all listed financial products and asset classes with a focus on derivatives. We handle millions of trading transactions around the world every day as both a market maker and market taker. Our efforts provide liquidity and ensure competitive prices for buyers and sellers. While our presence in the market is broad our trading desks are highly specialized to allow for a deep understanding of the unique drivers of each asset class.
Equal Opportunity Statement
We encourage applications from candidates from all backgrounds and we welcome requests for reasonableadjustmentsduring the recruitment process to ensure that you can best demonstrate your abilities.
#LI-CC2 #LI-Onsite
Required Experience:
Unclear Seniority
About Company
Discover Susquehanna, a global quantitative trading firm built on a rigorous, analytical foundation in financial markets.