Compliance Jobs in Hong Kong

This role is to handle Hong Kong Stock Exchange listing applications Hong Kong Securities and Futures Commission waiver applications and KYC request consolidation and other KYC-related matters. The work often requires liaising with issuers to obtain information and to work closely with lawyers from...

At Franklin Templeton were advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their go...

HR Manager and Global HR Compliance CoordinatorAnimals Asia Foundation is seeking a professional for the role of Human Resources Manager and Global Human Resources Compliance Coordinator.The organisation is experiencing rapid growth in its animal welfare programs and supporter base. The successful c...

We are currently seeking a Legal Consultant - Compliance to join our bench and work with our global client in investment management:Requirements:Manage investor due diligence AML/KYC checks and onboarding processes while reviewing and refining legal drafts by third partiesManage investor onboarding...

At Moodys we unite the brightest minds to turn todays risks into tomorrows opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas think innovatively and listen to each other and customers in meaningfu...

OverviewSusquehanna International Groupis a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds cutting-edge technology and expansive sets of data to solve incredibly challenging problems. Susquehanna entities ope...

Senior Manager Regulatory Product & Sales Compliance (12 months contract)The Senior Manager (12-month contract) Regulatory Product & Sales Compliance Hong Kong will specialize in compliance advisory and review for product and marketing materials regulatory compliance and sales compliance. This posit...

Circle is a financial technology company at the epicenter of the emerging internet of money where value can finally travel like other digital data globally nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable...

Were looking for a Compliance Officer for Hong Kong. Based in Hong Kong you will work with a growing team of multidisciplinary specialists (Product Treasury Banking Security based in our offices in APAC and HQ in London) to help build world class products in Hong Kong. Youll help manage and strength...

We are currently seeking aCompliance Consultantto support our client a global investment management firm on an ongoing basis/permanent roleResponsibilities: Compliance Support regulatory filings license applications and internal policy implementationProvide compliance support relating to SFC Type 9...

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand...

A leading international law firm is seeking a legal professional with 3-5 years PQE/proven experience in risk and regulatory compliance ideally across Asia-Pacific. The role supports the Regional Head of Risk & Compliance and helps deliver consistent high-quality compliance solutions across the regi...

The OpportunityThis Senior Manager Regulatory Product & Sales Compliance will be responsible for providing compliance support and advisory for matters relating to regulatory compliance sales compliance and business initiatives.Position Responsibilities:Provide compliance support for the Regulatory P...

Applications are invited for appointment as Assistant/Deputy Director (Innovation Management and Compliance) in the Technology Transfer Office (Ref.: 533522) (to commence as soon as possible on a two-year fixed-term basis with contract-end gratuity and University contribution to a retirement benefit...

DescriptionConduct impact analysis on new regulatory and internal requirements andcollaborate with business units to implement effective solutionsto capture business opportunitiesSupport business units in maintaining up-to-date policies and procedures to demonstrate compliance with regulations and i...

Business Management System (Internal Compliance and Assurance)Working closely with the operations to ensure compliance with stated Key Performance Indicators and Objectives & Targets including regular monitoring and reporting to key stakeholders (Client Care Commission Delivery App assurance activit...

About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions tailored to the unique return and risk objectives of institutional clients in more than 60 countries draw on a robust body of pr...

DescriptionThis is your opportunity to join a dynamic team that partners across the business to ensure robust AML/KYC standards. Youll collaborate with stakeholders at all levels drive process enhancements and help shape the future of compliance in Asia Pacific. If you thrive in a fast-paced environ...

Nex is on a mission to help families rediscover the joy of movement. Created by parents for parents Nex combines technology and play to deliver fun social and interactive experiences powered by natural body motion encouraging kids and adults to move more play more and have fun together. Nex Playgrou...

DescriptionTo lead and execute the compliance monitoring program and manage regulatory and internal compliance projects. This role provides second-line assurance over the effectiveness of the compliance program and drive key initiatives to meet new or changing regulatory objections remediate complia...