KYC Analyst
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Monthly Salary:
Posted on:
Yesterday
Vacancies:
1 Vacancy
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Job Summary
Overview
Class:Full-time AND Permanent working days will be Mon to Wed and Sat/Sun weekend work are required
Legal Entity:Gain Capital Hong Kong Ltd.
Organization:Gain Capital Hong Kong Ltd.
Report to:Senior Manager New Accounts KYC
Company Overview:
Connecting clients to markets and talent to opportunity
With 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune-100 Nasdaq-listed provider connecting clients to the global markets focusing on innovation human connection and providing world-class products and services to all types of investors.
At StoneX we offer you the opportunity to be part of an institutional-grade financial services network that connects companies organizations and investors to the global markets ecosystem. As a team member youll benefit from our unique blend of digital platforms comprehensive clearing and execution services personalized high-touch support and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
Business Segment Overview:
Retail: Empower individual investors and yourself in the world of retail through a range of different financial products rooted in innovation and market intelligence. From FX and CFDs to precious metals master an exciting world of wealth management tools.
Responsibilities
Position Purpose:
Client Onboarding is an important and instrumental part of our operations since it serves as one of the first opportunities to make an impression on our customers. Our goal and mission is to ensure the very best customer experience through operational excellence and leveraging the abilities of our hard-working people on our service-oriented team. We work proactively in partnership with Sales Client Services and Compliance teams to ensure transparency around our processes and promote efficient and smooth end-to-end onboarding of prospective clients.
Primary duties will include:
- Perform due diligence on new account applications and documents as part of the client onboarding process to ensure the information is verified and compliant.
- Thorough understanding of onboarding practices and regulations pertaining to AML & KYC.
- Experience in processing corporate applications and corporate structures
- Support timely and accurate account processing by working closely with internal teams to resolve issues and open new accounts in accordance with our service levels.
- Ability to build relationships interacting effectively with key internal and external clients.
- Identify gaps in required client documentation to approve new accounts.
- Keep team management informed of processing issues and red flags.
- Create and manage user accounts and permissions.
- Manage and fulfill internal projects or other individual tasks as delegated.
Qualifications
To land this role you will need:
- Must be determined passionate and adaptable.
- Ability to effectively work among a solution driven team.
- Proven organizational and prioritization skills.
- Ability to multitask and be a proactive team player.
- Excellent verbal written and interpersonal communication skills.
- Familiarity in Microsoft Windows and related applications.
- Fluent in English and Mandarin
- Bachelors degree or equivalent required.
Working environment:
- Working days from Monday to Wednesday and weekend work (Saturday/Sunday) required
#LI-Hybrid #LI-KV1
Required Experience:
IC
Key Skills
- ArcGIS
- Intelligence Community Experience
- GIS
- Python
- Computer Networking
- Data Collection
- Intelligence Experience
- R
- Relational Databases
- Analysis Skills
- Data Management
- Application Development
About Company
We are an institutional-grade financial services franchise that provides global market access, clearing and execution, trading platforms and more.
