APAC Compliance Officer

Whatsthe role:

The APAC Compliance team within Bloombergs Legal & Compliance Department provides coverage across Bloombergs products and services including regulated entities as well as non-regulated offerings. We work to address regulatory issues ensure compliancewith current/developing rules and regulations and correspond with regulators.

An outstanding new opportunity has arisen for an experiencedCompliance advisory professionalto join the APAC Compliance team. Based in Hong Kong you will take this important rolewith responsibility overa broad remit including establishing yourself as the key regional compliance lead for initiatives regarding Data Research and Analytics (DR&A) as well as supporting Bloombergs electronic trading business in North APAC. The role will involve close partnership with business stakeholders to provide compliance and regulatory advice and guidance in relation to these products and services as well as working with the global Compliance and Risk teams to identify and manage relevant risks within these businesses. You will need to be a quick learner with a background in financial markets and technology.

Welltrust you to:

• Develop strong collaborative relationships with regional Directors of Research Editorial teams Pricing Sales and Data Analysts that cover DR&A product areas.
• Advise on the application of regulations standards and company requirements as they relate to DR&A including emerging areas relating to regional data governance and supporting business and Risk teams to implement into operational processes and workflows.
• Provide Compliance advisory coverage of the firms electronic trading services and products including providing advice handling regulatory reporting coordinating riskassessmentsand testing and dealing with Compliance related queriesalertsand incidents.
• Represent the Compliance team toparticipatein and work with other business and support functions on major business proposals and regulatory change initiatives.
• Assistto implement andmaintainthe firms Compliance program including policies and procedures.
• Prepare and deliver Compliance training addressing employee needs and Compliance requirements as well as enhancing employee awareness and knowledge of regulatory requirements and sensitivities.
• Coordinate internal audits and regulatory inspections including responses to regulatory inquiries and surveys.
• Implementappropriate Compliancecontrols and tools including working with Compliance technology support and other internal functions to make enhancements and address any gapsidentified.
• Work closely with second-line risk partners toidentify manage and report on Compliance and regulatory risks.
• Provide regional updates to Global Compliance Program Managers.
• Assistin other compliance projects and initiatives relevant to the APAC Compliance team.

Youllneed to have:

• A minimum of 5years of relevant compliance experience covering financial markets data governance research pricing products and/or electronic trading.
• Demonstrated experience in drafting policies procedures and manuals as well as preparing reports for regulatory bodies and/or internal management.
• Strong understanding of financial regulations.
• Ability to work well in a team with diverse stakeholders andpossessstrong technical skills to work in a fast pace technology driven environment.
• Strong organizationalanalyticaland problem-solving skills.
• Ability to effectively work independently multi-task and prioritize.
• Excellent written and verbal communication skills in English.
• Strong presentation and communication skills including with senior stakeholders.

Wed love to see:

• Fluency in Mandarin or Korean.