Compliance Audit Associate
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Monthly Salary:
Posted on:
Yesterday
Vacancies:
1 Vacancy
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Job Summary
Position Overview
We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global this role you will serve as a primary line of defence ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a dynamic high-performing team you will conduct internal audits of the entire consultation lifecyclefrom initial expert vetting to client interactionto mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.
Responsibilities:
Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws internal compliance procedures and pre-agreed client specific processes.
Identify gaps review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
Stay up-to-date with the latest compliance requirements and any relevant legislative changes.
Work closely with our IT/ BI team to gather or explore internal data as required.
Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.
Skills:
A detail-oriented mindset with the ability to identify red flags and inconsistencies within a complex environment.
Strong interpersonal skills to confidently communicate compliance requirements to diverse internal stakeholders and global team
Thrives in a high-growth fast-paced environment; able to manage multiple audit queues simultaneously without compromising quality.
Excellent oral and written communication skills.
Qualifications :
13 years of experience in compliance internal audit and risk management.
A Bachelors degree in Finance CA CIA ACCA or equivalent that requires high levels of analytical reasoning.
The successful candidate must by the start of the employment have permission to work in the country they are applying.
We know that to be truly innovative we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role please apply anyway and we will be happy to consider your application.
Additional Information :
How will you be rewarded
- Competitive Compensation: Enjoy a competitive salary reflective of your skills and experience.
- Time Off: Benefit from 18 days of paid time off (PTO) 8 fixed holidays 1 floating holiday and 8 casual leaves. PTO increases with tenure.
- Learning & Development: Receive a personal development reimbursement yearly for customised learning programs. Additionally a dedicated budget supports studies and job-related qualifications.
- Health & Well-being: Access private medical insurance maternity benefits and engage in various events promoting mental health.
- Life Cover: Automatically enrolled in Life Insurance cover from your date of hire providing coverage 4x the annual CTC.
- Flexibility: Embrace our work-from-anywhere policy hybrid work options and enjoy Winter Fridays.
- Fun at Work: Unwind in our breakout area with games like foosball Table Tennis and PlayStation5.
- Snacks & Refreshments: Stay energised with daily snacks tea and coffee provided.
- CSR Days: Contribute to social responsibility with 2 CSR days annually take time off to volunteer.
- Equal Opportunity Employer: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race color religion sex national origin disability veteran status or any other status protected under local laws.
The successful candidate must by the start of the employment have permission to work in the country they are applying
We know that to be truly innovative we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role please apply anyway and we will be happy to consider your application.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Auditing
- Microsoft Office
- Communication skills
- Computer Skills
- GAAP
- Accounting
- Analysis Skills
- Research Experience
- Securities Law
- Training & Development
- Mentoring
- GAAS
About Company
Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is ... View more
