Trade Compliance Manager Jobs in Hong Kong

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Trade Operations Analyst

Wellington Management

profile Hong Kong - Hong Kong

WELLINGTON MANAGEMENTWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions tailored to the unique return and risk objectives of institutional clients in more than 50 countries draw on a robu...

19 days ago
Full Time

Compliance Manager

Gwp

profile Hong Kong - Hong Kong

Why work for usA career at Janus Henderson is more than a job its about investingin a brighter future together.Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights disciplined investments and world-class service. We will do...

20 days ago
Full Time

Compliance, Global Banking & Markets Equities Comp...

Goldman Sachs

profile Hong Kong - Hong Kong

DescriptionThe Goldman Sachs Group is a bank holding company and a leading global investment banking securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations financial institutions gov...

20 days ago
Full Time

Manager, Distribution Compliance

Manulife

profile Hong Kong - Hong Kong

Manager Distribution ComplianceManulife Distribution Compliance team in Hong Kong is responsible for ensuring that sales activities conducted by agents brokers and bank partners adhere to applicable laws regulations and internal standards. The team provides compliance oversight conducts monitoring a...

30+ days ago
Full Time

Senior Compliance Manager

Star Anise Limited

profile Hong Kong - Hong Kong

Our client a global leader in digital assets is seeking a Senior Compliance Manager to drive their compliance strategy and ensure regulatory excellence. Key Responsibilities Build and maintain compliance frameworks policies and controls. Oversee AML registration licensing and regulatory filings. Le...

30+ days ago
Full Time

Compliance Manager I

Bbva

profile Hong Kong - Hong Kong

Excited to grow your careerBBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. We are more than 121000 professionals working in multidisciplinary teams with profiles as diverse as financiers legal experts...

30+ days ago
Full Time