DescriptionAs a part of the Regulatory & Reporting team in the APAC Testing Centre of Excellence (TCoE) you will play a pivotal role in managing regulatory interactions governance and reporting for the Asia-Pacific region. This position offers exposure to multiple business lines and stakeholders fostering best practices and continuous improvement towards the testing center of excellence. You will thrive in a multicultural environment and contribute to strategic initiatives that advance the Firms risk and control framework.
Job Responsibilities
- Serve as the primary contact for regulatory examinations audits and reviews across APAC
- Coordinate interactions between regulators auditors and internal stakeholders
- Manage regulatory meetings and document submissions for TCoE
- Track and manage regulatory and audit requests responses and commitments
- Monitor document and report on exam findings and action plans
- Produce metrics and reports for APAC entities aligned with global TCoE standards
- Prepare and deliver status updates and escalation reports to senior management
- Escalate issues impacting APAC to relevant stakeholders
- Facilitate communication with business units control functions and senior management
- Build and maintain relationships with stakeholders across countries and business lines
- Identify and implement process improvements and contribute to transformation initiatives
Required Qualifications Capabilities and Skills
- Business proficiency in Mandarin (speaking reading writing)
- Advanced data analytics and reporting skills (at minimum Tableau Alteryx SQL Microsoft 365 Office Suite. Proficiency in other tools is a plus)
- Excellent analytical and problem-solving abilities
- Strong communication and interpersonal skills
- Organizational skills to manage multiple priorities and deadlines
- Ability to work independently and collaboratively in a fast-paced environment
- Adaptability to changing priorities and ability to deliver under pressure
- Logical thinking and a mindset for process enhancement
Preferred Qualifications Capabilities and Skills
- Experience in regulatory management or audit coordination
- Knowledge of APAC regulatory landscape
- Familiarity with risk management and control frameworks
- Exposure to multicultural environments and diverse business lines
- Experience with process improvement initiatives
- Ability to foster stakeholder connectivity across regions
- Prior experience in financial services or compliance roles
Required Experience:
IC
DescriptionAs a part of the Regulatory & Reporting team in the APAC Testing Centre of Excellence (TCoE) you will play a pivotal role in managing regulatory interactions governance and reporting for the Asia-Pacific region. This position offers exposure to multiple business lines and stakeholders fos...
DescriptionAs a part of the Regulatory & Reporting team in the APAC Testing Centre of Excellence (TCoE) you will play a pivotal role in managing regulatory interactions governance and reporting for the Asia-Pacific region. This position offers exposure to multiple business lines and stakeholders fostering best practices and continuous improvement towards the testing center of excellence. You will thrive in a multicultural environment and contribute to strategic initiatives that advance the Firms risk and control framework.
Job Responsibilities
- Serve as the primary contact for regulatory examinations audits and reviews across APAC
- Coordinate interactions between regulators auditors and internal stakeholders
- Manage regulatory meetings and document submissions for TCoE
- Track and manage regulatory and audit requests responses and commitments
- Monitor document and report on exam findings and action plans
- Produce metrics and reports for APAC entities aligned with global TCoE standards
- Prepare and deliver status updates and escalation reports to senior management
- Escalate issues impacting APAC to relevant stakeholders
- Facilitate communication with business units control functions and senior management
- Build and maintain relationships with stakeholders across countries and business lines
- Identify and implement process improvements and contribute to transformation initiatives
Required Qualifications Capabilities and Skills
- Business proficiency in Mandarin (speaking reading writing)
- Advanced data analytics and reporting skills (at minimum Tableau Alteryx SQL Microsoft 365 Office Suite. Proficiency in other tools is a plus)
- Excellent analytical and problem-solving abilities
- Strong communication and interpersonal skills
- Organizational skills to manage multiple priorities and deadlines
- Ability to work independently and collaboratively in a fast-paced environment
- Adaptability to changing priorities and ability to deliver under pressure
- Logical thinking and a mindset for process enhancement
Preferred Qualifications Capabilities and Skills
- Experience in regulatory management or audit coordination
- Knowledge of APAC regulatory landscape
- Familiarity with risk management and control frameworks
- Exposure to multicultural environments and diverse business lines
- Experience with process improvement initiatives
- Ability to foster stakeholder connectivity across regions
- Prior experience in financial services or compliance roles
Required Experience:
IC
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