Associate, Legal and Compliance
Share
Job Location:
Monthly Salary:
Posted on:
8 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
Kroll Agency and Trustee Services Limited (KATS) provides independent loan and bond agency and trustee services to issuers borrowers and lenders/investors across the public and private debt markets.
Assisting the compliance department to uphold local and overseas anti-money laundering and counter-terrorist financing (AML/CFT) policies and procedures and adhere to the regulatory requirements.
This position is a fulltime 6month contract role.
RESPONSIBILITIES:
Perform AML name screening; KYC/CDD review and ongoing monitoring for trustee and agency business
Client data input to our proprietary system
Support company secretarial and regulatory reporting tasks for group licensed entities including TCSP (in HK) and MAS (in SG)
Maintain proper record keeping and compliance related administrative tasks as assigned
Provide back up to compliance team members
Other compliance duties as requested by the Line Manager
REQUIREMENTS:
University graduate or above in Accounting Law Finance or business-related discipline
A good understanding of anti-money laundering and compliance regulations within the banking/loan agency/corporate trust/financial services industry
3 years in-house working experience in financial industry specialising in compliance risk management and/or internal control functions
Prior exposure in handling UN UK and US OFAC sanctions matters
Practical experience in conducting compliance review program
Good business acumen (including practical application of rules and regulations)
Knowledge of FATCA/CRS regulatory reporting is highly desired
Excellent communicator in both spoken and written English and Chinese including Mandarin
Immediately available is preferred
About Kroll
Join the global leader in risk and financial advisory solutionsKroll. With a nearly century-long legacy we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team One Kroll youll contribute to a collaborative and empowering environment propelling your career to new heights. Ready to build protect restore and maximize our clients value Your journey begins with Kroll.
Kroll is committed to equal opportunity and diversity and recruits people based on merit.
In order to be considered for a position you must formally apply via
#LI-IW1
Required Experience:
IC
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
About Company
Kroll’s Restructuring Administration practice, formerly Prime Clerk, offers end-to-end restructuring administration services with unrivaled experts and technology. Read more.
