Vice President, Team Lead Designated Depository Participant & BI with a Leading MNC Bank

Riverforest Connections Private Limited

Job Location:

Mumbai - India

Monthly Salary: Not Disclosed

Posted on: 5 hours ago

Vacancies: 1 Vacancy

Job Summary

Position Purpose:

To have extensive and deep knowledge on SEBI regulations with regards to all the DDP activities
Should be able to work closely with SEBI NSDL Custodian committee and provide logical feedbacks in the interest of regulations.
Have complete control on the activities performed by the team ensuring full adherence to regulations.

Responsibilities:

To ensure timely issuance of FPI certificate with due adherence to SEBI RBI and other applicable regulations and ensuring it is in compliance with internal policies and procedures
To manage and govern all tasks relating to FPI registration and renewal.
To communicate effectively with clients and resolve their queries to smoothen the FPI registration and renewal process.
To update the clients with the information requested changes in the market by the regulators i.e. SEBI RBI etc.
To manage and govern required regulatory reporting and other ancillary activities as per extant rules and regulations
As part of BI to hand hold the client from onboarding to go live status
To guide and appraise the team in all extant regulations related to DDP
To liase with all regulators and all stake holders to smoothen the registration process

Technical & Behavioral Competencies:

Team Leader & Team Player
Good knowledge of Capital Market
Well versed with DDP activities as per extant regulations
Good connect with regulators like SEBI & RBI

Skills Referential

NISM - Series VII

Education Level: Bachelors degreeor equivalent (3 years)

Experience Level:At least 12 years

Required Skills:

DDPclient onboardingDesignated Depository ParticipantFPI

Position Purpose: To have extensive and deep knowledge on SEBI regulations with regards to all the DDP activities Should be able to work closely with SEBI NSDL Custodian committee and provide logical feedbacks in the interest of regulations. Have complete control on the activities performed by the ...