TEAM LEAD – SEC REGULATED ISSUING HOUSE COMPANY

Job Title: TEAM LEAD SEC REGULATED ISSUING HOUSE COMPANY

Location: Ikoyi Lagos

Job Summary:

The Team Lead will oversee the strategic and operational activities of the Issuing House ensuring compliance with SEC regulations and delivering high-quality financial advisory and capital market services. This role requires a profession with some experience in investment banking capital markets and regulatory compliance in Nigeria.

Key Responsibilities:

Strategic Leadership

• Develop and implement operational strategies aligned with the companys goals and SEC regulations.
  
• Lead and manage the team of sponsored individuals and professionals involved in capital market transactions.
  

Capital Market Operations

• Oversee the structuring packaging and execution of public offerings private placements and bond issuances
  
• Coordinate the preparation of prospectuses scheme documents and other transaction-related materials.
  
• Liaise with regulatory bodies including SEC NSE and FMDQ for approvals and compliance.
  

Client Advisory

• Provide financial advisory services to corporate and government clients on capital raising and investment strategies.
  
• Develop tailored solutions for clients seeking equity or debt financing.
  

Compliance & Governance

• Alongside the Compliance Officer ensure full compliance with SECs Investments and Securities Act (ISA) 2007 and all relevant rules and guidelines
  

Team Management

• Mentor and supervise sponsored individuals and junior staff.
  
• Foster a culture of professionalism integrity and continuous improvement.
  

Qualifications & Experience:

Educational Requirements

• Bachelors degree in Finance Economics Accounting Law or related field.
  
• Masters degree or professional certifications (e.g. CFA ACA CIS) is an added advantage and SEC sponsored individuals is an added advantage.
  

Professional Experience

• Minimum of 410 years experience in investment banking issuing house operations or capital markets
  
• Proven track record in managing public issues private placements and bond issuances.
  
• Experience working with regulatory bodies and understanding of SEC registration processes.
  

Regulatory Requirements

• Must have participated in multiple capital market transactions with documented evidence.
  

Skills & Competencies:

• Strong leadership and team management skills.
  
• Excellent analytical and financial modeling capabilities.
  
• Deep understanding of Nigerian capital market regulations.
  
• Exceptional communication and stakeholder engagement skills.
  
• Ability to manage multiple projects and meet tight deadlines.
  

Method of Application

Interested and qualified candidates should send their CVs to using TLFT-25 as subject of the mail.