Description- To lead and execute the compliance monitoring program and manage regulatory and internal compliance projects. This role provides second-line assurance over the effectiveness of the compliance program and drive key initiatives to meet new or changing regulatory objections remediate compliance gaps and support group-wide initiatives.
- Identify control gaps policy breaches or regulatory risks and develop actionable risk-proportionate recommendations.
- Prepare monitoring reports and present findings to the Chief Compliance Officer and senior management with appropriate risk ratings and timelines.
- Track remediation activities to closure and validate effectiveness of corrective actions.
- Lead/Oversee the delivery of compliance related projects.
- Work closely with Legal Risk and business stakeholders to translate regulatory requirements into operationalize compliance controls.
- Draft or revise policies procedures and control frameworks to reflect new regulatory expectations.
- Support change management activities including training communication plans and stakeholders briefings.
- Provide subject-matter expertise to the first line on compliance monitoring outcomes and project implementation best practices.
- Perform other ad hoc duties as assigned by the supervisor.
Qualifications- Minimum 8 years of relevant experience in compliance internal audit or regulatory assurance within insurance or wider financial service sector
- Good understanding of the requirements by the Insurance Authority Office of the Privacy Commissioner for Personal Data Securities & Futures Commission (ILAS) VHIS Office and MPFA
- Familiar with the general operations of an authorizedlong-terminsurer the agency force and brokerage firms in Hong Kong
- Strong interpersonal skills objective-driven and results oriented. Able to work independently and together with the business units under pressure
Required Experience:
Senior Manager
DescriptionTo lead and execute the compliance monitoring program and manage regulatory and internal compliance projects. This role provides second-line assurance over the effectiveness of the compliance program and drive key initiatives to meet new or changing regulatory objections remediate complia...
Description- To lead and execute the compliance monitoring program and manage regulatory and internal compliance projects. This role provides second-line assurance over the effectiveness of the compliance program and drive key initiatives to meet new or changing regulatory objections remediate compliance gaps and support group-wide initiatives.
- Identify control gaps policy breaches or regulatory risks and develop actionable risk-proportionate recommendations.
- Prepare monitoring reports and present findings to the Chief Compliance Officer and senior management with appropriate risk ratings and timelines.
- Track remediation activities to closure and validate effectiveness of corrective actions.
- Lead/Oversee the delivery of compliance related projects.
- Work closely with Legal Risk and business stakeholders to translate regulatory requirements into operationalize compliance controls.
- Draft or revise policies procedures and control frameworks to reflect new regulatory expectations.
- Support change management activities including training communication plans and stakeholders briefings.
- Provide subject-matter expertise to the first line on compliance monitoring outcomes and project implementation best practices.
- Perform other ad hoc duties as assigned by the supervisor.
Qualifications- Minimum 8 years of relevant experience in compliance internal audit or regulatory assurance within insurance or wider financial service sector
- Good understanding of the requirements by the Insurance Authority Office of the Privacy Commissioner for Personal Data Securities & Futures Commission (ILAS) VHIS Office and MPFA
- Familiar with the general operations of an authorizedlong-terminsurer the agency force and brokerage firms in Hong Kong
- Strong interpersonal skills objective-driven and results oriented. Able to work independently and together with the business units under pressure
Required Experience:
Senior Manager
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