To ensure that all DDF partners follows compliance & RBI guidelines
Duties and Responsibilities
Compliance
Audit Support team and frequency of Audit intervals
the Audit report and identify the new area for audit wherever it is applicable
-ordinate with DDF Vendors for compliance guidelines DRA / COC etc
give inputs to CP to improve their performance based on the concurrent audit reports.
Trainings with DDF FOS and ensure RBI guidelines are followed at each channel partner
6. Suggest corrective and preventive action plans for process improvement
suspicious cases shared by field team and share the final observations with respective BU
daily and month trackers for audit reviews
weekly/monthly self-audit reports
Key Decisions / Dimensions
Focused on audit improvement & control risk of DDF codes
Major Challenges
Follow up with channel partner for improvement in audit parameter. getting required documents & data from channel partner Ensure DDF follows compliance & RBI guidelines
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