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Responsible Officer (Type 1 & 6)


Job Location:

Hong Kong - Hong Kong

Monthly Salary: Not provided by the employer
Posted: 19 July 2026 (30+ days ago)
Application Deadline: 16 October 2026
Vacancies: 1 Vacancy

Job Summary

Our client is a multi-asset class focused asset management company.

Responsible Officer (Type 1 & 6)

Responsibilities:
  • Act as core person to supervise SFC Type 1 & 6 regulated activities
  • Formulate review and update operations procedures in order ensure operational and regulatory compliance
  • Conduct in-dept investment research and analysis analyze portfolio performance and monitor investment risk
  • Manage daily business operations to ensure the workflow is complied with the SFC and statutory regulations
  • Provide support and assist to senior management on firms investment function

Requirements:
  • Bachelors degree holder in Economics Finance Accounting or related disciplines
  • Minimum 5 years of solid experience in Corporate Finance FA/IFA M&A projects activities
  • Current holder of SFC Type 1 & 6 Responsible Officer License
  • Sound knowledge of SFO SFC Code of Conduct regulations of relevant regulatory authorities
  • Immediate availability is highly preferred

Interested candidates please send your full resume (MS Word document) including employment history present and expected salary and contact telephone number to:Delken Recruitment 21A Lucky Plaza 315-321 Lockhart Road Wanchai HK; email toor contact 2591-1988 or fax to 2591-1222.

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Required Experience:

Unclear Seniority


About Company

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Established in 1997, Delken is one of the most reputable recruitment, payroll, human resources and business process outsourcing company in Hong Kong.

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