Responsible Officer (Type 1 & 6)
Posted:
19 July 2026 (30+ days ago)
Application Deadline:
16 October 2026
Vacancies:
1 Vacancy
Job Summary
Our client is a multi-asset class focused asset management company.
Responsible Officer (Type 1 & 6)
Responsibilities:
Requirements:
Interested candidates please send your full resume (MS Word document) including employment history present and expected salary and contact telephone number to:Delken Recruitment 21A Lucky Plaza 315-321 Lockhart Road Wanchai HK; email toor contact 2591-1988 or fax to 2591-1222.
For more jobs please visit our website: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::
Responsible Officer (Type 1 & 6)
Responsibilities:
- Act as core person to supervise SFC Type 1 & 6 regulated activities
- Formulate review and update operations procedures in order ensure operational and regulatory compliance
- Conduct in-dept investment research and analysis analyze portfolio performance and monitor investment risk
- Manage daily business operations to ensure the workflow is complied with the SFC and statutory regulations
- Provide support and assist to senior management on firms investment function
Requirements:
- Bachelors degree holder in Economics Finance Accounting or related disciplines
- Minimum 5 years of solid experience in Corporate Finance FA/IFA M&A projects activities
- Current holder of SFC Type 1 & 6 Responsible Officer License
- Sound knowledge of SFO SFC Code of Conduct regulations of relevant regulatory authorities
- Immediate availability is highly preferred
Interested candidates please send your full resume (MS Word document) including employment history present and expected salary and contact telephone number to:Delken Recruitment 21A Lucky Plaza 315-321 Lockhart Road Wanchai HK; email toor contact 2591-1988 or fax to 2591-1222.
For more jobs please visit our website: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::
Required Experience:
Unclear Seniority
About Company
Established in 1997, Delken is one of the most reputable recruitment, payroll, human resources and business process outsourcing company in Hong Kong.