Legal and Compliance Program Manager

About the Role

The Legal and Compliance Program Manager serves as an advisor to Baird Trust providing both legal counsel and compliance support for the trust companys fiduciary regulatory and business objectives. This role goes beyond advisory compliance guidance to include the delivery of legal advice drafting and negotiation of agreements statutory and regulatory interpretation and direct engagement with auditors and regulators in all aspects of an exam. Working closely with business leadership Risk and Legal colleagues across Baird this role helps ensure the trust company operates in a compliant wellgoverned and riskaware manner while supporting strategic business initiatives.

This role may require some travel and is expected to be in-office a minimum of 3 days per week in either our Louisville KY or Milwaukee WI office.

The Impact Youll Make

• Provide compliance and legal advice to the trust company and business partners on fiduciary regulatory and securities matters

• Draft review and negotiate agreements including trustrelated contracts vendor agreements and regulatory documents; develop and maintain standard templates

• Review and implement new and existing statutes rules and regulations

• Assist with audits and regulatory exams including both compiling responsive documentation and engaging in legal analysis positiontaking and interpretation of applicable laws and regulations

• Partner with business leadership to identify assess and mitigate compliance legal and regulatory risk while enabling business objectives

• Oversee and enhance the trust companys compliance framework policies and procedures in alignment with legal requirements

• Compliance monitoring including account reviews marketing reviews and general oversight.

• Collaborate with enterprise Legal Risk and Compliance teams to ensure consistent interpretation and application of regulatory standards

• Support governance activities including board and committee materials regulatory filings and internal reporting

• Act as a trusted advisor to leadership on complex or highrisk issues affecting trust operations and strategy

What Youll Bring to Baird

• Juris Doctor (J.D.) degree

• Active license to practice law

• At least 1 year of experience in legal compliance or regulatory roles within financial services trust companies banking or fiduciary environments

• Demonstrated experience providing legal advice and interfacing directly with regulators

Key Skills / Qualifications

• Knowledge of trust fiduciary and financial services regulations strongly preferred

• Proven ability to draft review and negotiate complex agreements

• Strong statutory and regulatory interpretation skills with sound legal judgment

• Experience leading regulatory responses and examinations from a legal perspective

• Ability to communicate complex legal concepts clearly to nonlegal stakeholders

• Strong partnership mindset with the ability to balance risk management and business enablement

• High level of professionalism integrity and discretion

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Baird is committed to diversity and provides employment opportunities to all employees and applicants for employment without regard to race color religion sex pregnancy citizenship national origin age disability military service veteran status sexual orientation gender identity or expression genetic information or any other status protected by law.