Compliance Manager Hybrid

We are Source part of the HPX Group - innovators disruptors and market leaders in Legal and Risk professional services. With six offices across Australia and New Zealand (and a growing remote team) weve been helping businesses navigate risk and thrive for over 15 years.

Our 120 experts work across legal risk HR and compliance disciplines partnering with clients through flexible models -from ongoing retainers to project work consulting and training. With industry-leading Net Promoter and Net Confidence Scores our clients trust us to deliver results differently.

At Source our people experience (PX) comes first - because when our people thrive so do our clients. Free from bureaucracy were agile innovative and proud to have built a culture that truly puts our people at the centre of everything we do.

The Role

As a Compliance Manager you will manage a portfolio of clients and deliver high-quality compliance advisory services across the financial services sector supporting clients to navigate regulatory obligations and implement effective governance risk and compliance frameworks.

You will play a key role in supporting clients to meet their regulatory obligations while mentoring junior team members and contributing to client delivery.

Key Responsibilities

Client Delivery

• Manage a portfolio of financial services clients
• Provide advice on AFSL regulatory obligations AML/CTF requirements and governance frameworks
• Assist clients in developing and maintaining compliance frameworks and monitoring programs
• Support clients in implementing regulatory change initiatives

Compliance Oversight

• Prepare and review compliance reports for Compliance Committees
• Assist clients with breach management frameworks and reportable situations

Team Leadership

• Review work completed by Senior Consultants and Consultants
• Provide mentoring and support to junior team members

Client Relationships

• Build strong and trusted relationships with clients
• Identify opportunities to support additional client needs

Skills & Experience

• Tertiary qualification in law business commerce finance accounting or a related discipline
• Postgraduate qualifications in law governance risk management or financial services regulation are advantageous
• Relevant professional certifications such as RG146 Graduate Diploma of Applied Compliance & Risk Management ICA compliance qualifications or equivalent are desirable
• 58 years experience in financial services compliance or regulatory advisory
• Strong understanding of AFSL and AML/CTF regulatory frameworks
• Experience implementing compliance monitoring programs and risk frameworks
• Strong stakeholder management and communication skills

Whats in It for You

• Interesting high-quality work across all areas of workplace law.
• Mentorship from senior practitioners who genuinely care about your development.
• The freedom to choose how you work.
• Access to the wider HPX Group network including working alongside Hamilton Locke Australias fastest-growing law firm.
• Regular training social events and team retreats.
• An extra weeks personal development leave plus full-day birthday leave.
• A supportive collaborative and fun culture that puts people experience (PX) first.

How to Apply

If this sounds like you click Apply to submit your details and CV.

At Source our culture is made up of unique backgrounds and varying life experiences. We celebrate our peoples differences across gender identity orientation age ability and cultural backgrounds. If you need any reasonable adjustments during the recruitment process please contact us at

Agency submissions

HPX Group does not accept agency submissions unless the agency is specifically contacted by a member of the Recruitment Team. Please do not forward candidate profiles or resumes to partners hiring managers or other employees this will not constitute an introduction to the firm and HPX Group will not be liable for a fee.

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