Asset & Wealth Management Operations PWM Ops Control and Risk Mgmt Senior Analyst Bengaluru

WEALTH MANAGEMENT

Across Wealth Management Goldman Sachs helps empower clients and customers around the world to reach their financial goals. Our advisor-led wealth management businesses provide financial planning investment management banking and comprehensive advice to a wide range of clients including ultra-high net worth and high net worth individuals as well as family offices foundations and endowments and corporations and their employees. Our consumer business provides digital solutions for customers to better spend borrow invest and save. Across Wealth Management our growth is driven by a relentless focus on our people our clients and customers and leading-edge technology data and design.

OPERATIONS

Operations is a dynamic multi-faceted function that partners with all parts of the firm to provide banking securities and asset management services to clients around the addition Operations provides essential risk management and controls to preserve and enhance the firms assets and its reputation. For every new product launched and every trade executed it is Operations that develops and manages the processes and controls that enable business flow.

OUR IMPACT

Operations is a dynamic multi-faceted division that partners with all areas of the firm to deliver banking sales and trading and asset management capabilities to clients around the world. Alongside this vital service delivery role Operations provides essential risk management and control preserving and enhancing the firms assets and its reputation. For every trade agreed every new product launched or market entered every transaction completed it is Operations that develops the processes and controls that makes business flow. Operations span all product lines and markets serving as internal business partners who develop the processes and controls and help to specify the systems that deliver accuracy timeliness and integrity to our business.

CRM ensures that the clients and sales teams custody needs are met. Specific functions include asset transfer review and approval and monitoring of exceptions to identify potential regulatory and trading restrictions supporting Merchant Bank and Execution Service asset transfer requests and coordinating and testing AMS/AMR enhancements with impact to Max Payable.

BUSINESS UNIT OVERVIEW

Private Wealth Management (PWM) Operations supports Private Wealth Management which is responsible for advising wealthy individuals on strategies to build and protect their financial assets through highly customized advice and service. PWM Operations is instrumental in meeting our clients needs and is responsible for the development service delivery and control of global private banking; proprietary and open architecture alternative investment vehicles; derivatives trading; bookkeeping accounting performance measurement and reporting of Goldman-custodied assets and away-custodied assets; multiple externally managed account platforms; and multiple custody services.

HOW YOU WILL FULFILL YOUR POTENTIAL

The Operations Associate is in charge of day-to-day operations and the long-term success of the control and risk management account.

• Perform daily control and risk management functions for a regional office account base
• Authorize high risk asset movements leaving client accounts
• Perform regulatory and risk related exception processing
• Maintain integrity of customer accounts
• Enforce Regulations and GS policy
• Demonstrates comprehensive understanding of job-related operational and compliance procedures and grow to be a process champion for the team
• Calculate/execute daily FSA (Financial Services Authority) Client Money balance/process
• Calculate and publish RQ (Risk Quotient) scores and help assess RCSA (Risk and Control Self-Assessment) items
• Identify develop and drive process improvements within the team and participate in department initiatives
• Develop strong working relationships with Technology to help address technology-related issues and prioritize various projects/initiatives

BASIC & PREFERRED QUALIFICATIONS

• Graduation/ Post Graduation
• Bachelors degree with a minimum of 0 - 2 years of experience in financial services
• Proven client service skills teamwork and a sense of urgency to fulfill time sensitive and highly confidential tasks
• Ability to develop and nurture relationships with senior business leaders within cross divisional a team
• Self-motivated and proactive team player who takes ownership and accountability for projects has strong organizational skills as well as the ability to effectively manage competing priorities
• Flexible and able to work well under pressure in a team environment
• Strong written and verbal communication skills
• Proficiency using the Microsoft Office Suite in particular Excel PowerPoint and Microsoft Word
• Knowledge of the margin business preferred
• Strong analytical and data skills

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2026. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer