Senior Investment Associate

WHO WE ARE.

HUB is a global insurance and employee benefits broker providing a broad array of property casualty risk management life and health employee benefits investment and wealth management products and services. With over 18000 employees in 600 offices throughout North America HUB has grown substantially part due to our industry leading success in mergers and acquisitions.

Mission Statement:

We are a highly committed diverse financial services organization serving hundreds of thousands of retirement plan participants individuals and institutions across the United States. We provide financial peace of mind and top of class solutions investments administration and service. We are committed to the highest Ethics Competency Customer Service and are providing our valued clients with the best and most competent professional team.

WE LOVE OUR PEOPLE & OUR PEOPLE LOVE US.

We have the competitive exciting and friendly work environment you are seeking. We strategically position our employees for longevity and success by investing in their future and providing continuous opportunities for growth and development. Join us in taking the first step toward creating a future that combines a diverse challenging work environment with financial security and career satisfaction. We welcome ALL candidates and are proud of our wonderfully diverse employee population.

WELL TAKE CARE OF YOU.

We care about our people and we mean it. We reward our talented professionals with a competitive salary bonus potential and a variety of benefits to help you reach your health retirement and professional goals. Our suite of benefits includes PPOs HMO HSA FSA vision coverage dental coverage pet insurance paid time off a generous 401k plan and more!

KEY RESPONSIBILITIES:

As part of our Wealth Management team the Senior Investment Associate supports senior advisor partners in the management of a $4B book of business. This role combines investment research and trading responsibilities with operations management and client-facing coordination to help deliver a high-quality client experience The position encompasses the following core job functions:

Client Advisory & Planning Support

• Participate in client meetings and presentations
• Draft meeting summaries action items and follow-ups
• Conduct Client Market Reviews as needed

Operations & Service Experience

• Leverage prior experience with operational workflows and service processes to ensure seamless coordination across client onboarding account maintenance and custodian interactions
• Collaborate with operations and client service team to support efficient execution of client requests and back-office functions
• Maintain working knowledge of custodial platforms (e.g. Schwab Fidelity) and internal CRM systems to assist in troubleshooting or escalating service-related issues
• Provide input on operational improvements that enhance the client experience and advisor efficiency
• Understand the end-to-end client service lifecycle to support holistic planning and implementation

Investment Research & Trading

• Conduct research and analysis on mutual funds ETFs equities and alternative investments
• Support investment committee with portfolio construction and model updates
• Execute trades and monitor account rebalancing based on model changes or client activity

Tax & Compliance Awareness

• Apply a foundational understanding of individual income tax principles to proactively identify potential tax implications related to investments withdrawals and account types
• Evaluate planning opportunities such as tax-loss harvesting asset location strategies RMD timing and Roth conversions
• Monitor client portfolios for tax-sensitive events (e.g. short-term gains distribution schedules) and flag them for advisor review
• Coordinate with clients CPAs and tax professionals to ensure consistency between tax and investment strategies
• Stay current on relevant tax rules (e.g. contribution limits phase-outs standard deduction changes) and ensure proper documentation for client reporting)
• Adhere to internal procedures and regulatory compliance

WHAT YOU BRING TO THE TABLE:

• A bachelors degree or 15 years of relevant experience
• Highly proficient at Excel and PowerPoint
• FINRA Series 65 required/ CFA or CFP preferred
• Experience with custodial platforms such at Schwab and Fidelity
• Experience with Orion Eclipse and Nitrogen/Riskalyze preferred
• Demonstrated oral and written communication skills and the ability to interact with individuals of all levels inside and outside of the organization
• Ability to work collaboratively in a team environment

*The expected annual salary for this position is $125000 to $150000 and will be impacted by factors such as the successful candidates skills experience and working location as well as the specific positions business line scope and level. HUB International is proud to offer comprehensive benefit and total compensation packages which could include health/dental/vision/life/disability insurance FSA HSA and 401(k) accounts paid-time-off benefits and eligible bonuses equity and commissions for some positions.

TAKE THE FIRST STEP TOWARD AN AMAZING FUTURE.

We want to meet you! Apply today and start your journey to a better tomorrow.