Job Title: Senior Manager - Regulatory
Experience: 10 - 12 Years
Location: GIFT SEZ Gandhinagar
Qualification:Chartered Accountant (CA) or Company Secretary (CS)
Roles & Responsibilities
- Oversee end-to-end regulatory operations including surveillance membership inspection listing and exchange compliance
- Monitor alert generation investigations and timely closure of regulatory actions
- Ensure adherence to SLAs regulatory timelines and defined processes
- Prepare and present MIS and regulatory reports to senior management and regulators
- Supervise regulatory teams and provide guidance on complex cases
- Track regulatory changes and ensure implementation across processes
Skills Required
- Strong expertise in surveillance investigations and regulatory compliance
- In-depth knowledge of capital markets and exchange regulations
- Experience in regulatory reporting MIS and stakeholder coordination
- Strong analytical leadership and decision-making skills
- Ability to work in a highly regulated deadline-driven environment
Required Skills:
SurveillanceInvestigationRegulatory ComplianceExchangeCapital MarketsStakeholder Management
Job Title: Senior Manager - Regulatory Experience: 10 - 12 Years Location: GIFT SEZ Gandhinagar Qualification:Chartered Accountant (CA) or Company Secretary (CS) Roles & Responsibilities Oversee end-to-end regulatory operations including surveillance membership inspection listing and exchange co...
Job Title: Senior Manager - Regulatory
Experience: 10 - 12 Years
Location: GIFT SEZ Gandhinagar
Qualification:Chartered Accountant (CA) or Company Secretary (CS)
Roles & Responsibilities
- Oversee end-to-end regulatory operations including surveillance membership inspection listing and exchange compliance
- Monitor alert generation investigations and timely closure of regulatory actions
- Ensure adherence to SLAs regulatory timelines and defined processes
- Prepare and present MIS and regulatory reports to senior management and regulators
- Supervise regulatory teams and provide guidance on complex cases
- Track regulatory changes and ensure implementation across processes
Skills Required
- Strong expertise in surveillance investigations and regulatory compliance
- In-depth knowledge of capital markets and exchange regulations
- Experience in regulatory reporting MIS and stakeholder coordination
- Strong analytical leadership and decision-making skills
- Ability to work in a highly regulated deadline-driven environment
Required Skills:
SurveillanceInvestigationRegulatory ComplianceExchangeCapital MarketsStakeholder Management
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