Executive Director Operations Controls
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Job Location:
Manila - Philippines
Monthly Salary:
Not Disclosed
Posted on:
Yesterday
Vacancies:
1 Vacancy
Department:
Job Summary
Are you ready to shape the future of risk management in a dynamic global environment Join us to leverage your deep expertise in securities operations operational risk management and regulatory compliance.
As the Executive Director for Risk and Control within Securities Operations you will be responsible for identifying assessing monitoring and mitigating operational risks across Settlements Asset Servicing Broker Dealer Stock Record Regulatory Reporting and Payments Utility teams. This role provides strategic leadership in establishing and maintaining a robust risk and control environment that safeguards the firms assets ensures compliance with global regulatory requirements and aligns with business objectives. This role requires deep expertise in securities operations operational risk management and regulatory compliance as well as the ability to influence at the highest levels of the organization and drive sustainable change.
Job Responsibilities:
- Set the strategic direction for risk management and controls across Securities Operations ensuring alignment with firm objectives and regulatory requirements.
- Oversee the design and enhancement of control frameworks utilizing analytics automation and technology to proactively address emerging risks.
- Partner/Collaborate with Technology to lead cross-functional initiatives and large-scale system enhancements that strengthen controls and drive business growth.
- Provide comprehensive oversight for regulatory examinations and audits ensuring full compliance.
- Champion a culture of risk awareness and continuous improvement through effective risk identification mitigation and training.
- Lead incident response root cause analysis and remediation of high-impact issues.
Required qualifications capabilities and skills:
- Seasoned individual with 15 years of experience operating at the same level in similar type of industry.
- Demonstrated leadership in managing moderate sized teams and driving a strong risk and control culture across teams.
- Open to take up regulatory certifications to effectively support the role (e.g. FINRA Series 99).
- Deep expertise in operational risk identification mitigation and regulatory compliance for settlements asset servicing broker dealer stock record regulatory reporting and payments.
- Proven track record of successfully navigating regulatory audits implementing control frameworks and remediating high-impact issues.
- Strong strategic thinking and analytical skills with the ability to influence senior stakeholders and drive cross-functional initiatives.
- Extensive knowledge of industry best practices regulatory requirements and emerging risks in securities operations.
- Exceptional communication negotiation and stakeholder management skills at the executive level.
- Experience leading process improvement automation and change management initiatives to enhance operational efficiency and control effectiveness.
- High integrity sound judgment and a commitment to fostering a culture of transparency and accountability.
Required Experience:
Director
Key Skills
- Employee Relations
- Employee Evaluation
- Management Experience
- Profit & Loss
- Conflict Management
- Operations Management
- Project Management
- Budgeting
- Leadership Experience
- Supervising Experience
- Leadership management
- Financial Planning
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
