Senior Compliance Analyst KYC, Fraud, AMLCTF
Share
Job Location:
Monthly Salary:
Posted on:
10 hours ago
Vacancies:
1 Vacancy
Job Summary
THE ROLE
We are seeking an experienced Senior Compliance Analyst to join our team. Reporting directly to the Senior Manager Enterprise Risk & Compliance you will be responsible for supporting and enhancing the AML/CTF Program through advanced transaction monitoring due diligence and regulatory compliance activities.
This role is ideally suited for candidates with exposure to financial crime compliance obligations who can bring practical knowledge of complex products and customer structures into an AML/CTF compliance environment.
KEY RESPONSIBILITIES
Ideal candidates are seeking growth and the opportunity to expand their scope of ownership in a specialist role within a growing compliance team. Duties and responsibilities include:
- Review investigate and escalate unusual transaction alerts customer activity and complex cases under AUSTRAC Transaction Monitoring OCDD and ECDD frameworks.
- Perform advanced KYC/CDD/EDD checks for both individuals and non-individual accounts (KYB for companies trusts and SMSFs).
- Conduct PEP and sanctions screening investigate potential matches and escalate as required.
- Carry out investigations into potential breaches of the AML/CTF Program and escalate confirmed breaches including supporting with preparation and submission of Suspicious Matter Reports (SMRs).
- Contribute to the enhancement of Financial Crime systems processes policies and procedures ensuring they remain robust and compliant with regulatory requirements.
- Provide AML advisory support to internal business units assisting them in identifying and managing ML/TF risks
Qualifications :
THIS PERSON IS SOMEONE WITH
- Demonstrated experience in AML/CTF or financial crime experience.
- Industry experience in financial services is preferred with strong knowledge of the Australian AML/CTF Act Rules AUSTRAC reporting obligations.
- CAMS certification (or equivalent) strongly preferred.
- Skilled in analysing transaction data identifying emerging fraud trends and developing/optimising investigations.
- Demonstrated experience with KYB requirements for non-individual accounts (corporates trusts and other complex structures).
- Strong analytical and investigative skills with the ability to produce clear and actionable findings.
- High attention to detail process-driven and capable of managing multiple priorities in a fast-paced environment.
Additional Information :
PERKS & BENEFITS
Wellbeing: Free counselling seasonal activities Wellbeing Allowance wellness room flu shots
Work Life: Home Workspace Allowance Purchased Leave Parental Leave Parental Flex Leave Lumi Life Leave for challenging events breastfeeding/expressing space
Social & Food: Monthly lunches regular celebrations stocked kitchen beer & kombucha on tap board games ping pong rooftop BBQs
Rewards & Recognition: Competitive pay referral bonuses shout-out recognitions
Community Support: Paid volunteer leave diversity celebrations company volunteer days
Career & Growth: Advancement opportunities higher education sponsorship hackathons
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Microsoft Office
- Risk Management
- Financial Services
- Customer Service
- Fraud
- Root cause Analysis
- Law Enforcement
- Banking
- Analysis Skills
- Authentication
- Qualitative Research Interviewing
- ACH
About Company
WHO IS LUMI?We’re a leading Fintech small business lender fuelling growth by making finance more accessible.We deliver fast & flexible funding designed to meet the unique needs of Australian businesses. With over $1.5 billion funded since 2018 and backing for 15,000+ small businesses, ... View more
