Deputy Manager Risk Mgt (REGULATORY COMPLIANCE MANDATORY)
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Job Location:
Monthly Salary:
Posted on:
01-11-2025
Vacancies:
1 Vacancy
Job Summary
Job Description
- Execute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standards
- Evaluate internal processes and controls and prepare audit reports with value added recommendations to management and audit committees
- Seek implementation of audit recommendations within timelines & escalate overdue issues pending implementation
- Evaluate internal processes / controls and update risk registers
- Follow-up for implementation of controls for key risks within timelines & escalate overdue issues
- Review the existing risk framework and recommend changes to risk assessment / review / monitoring methodologies
- Have working knowledge of country specific Banking and Financial Services and Insurance operational regulatory compliance knowledge
- Independently manage compliance for BFSI operations (US/UK/Australia)
- Horizon scanning for regulatory change
Specifications
- Independent analytical and positive mind excellent inter-personal and communication skills ability to deal with people in different levels including senior management
- Conversant with risk-based audit approach and conducting risk assessments
- Good presentation and report writing skills
- Command over MS Excel Word and Power Point
Qualifications
The candidate should have following qualification or work experience:
- Working with Compliance team of US based BFS industry operators with 6-8 years work experience in:
- Federal State and County banking regulations
- AML and Sanctions work experience including implementing a regulatory compliance testing program and sharing of outcomes based on the testing carried out
- Certification on US Compliance
Qualifications :
LLB
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Arm
- Risk Management
- Financial Services
- Cybersecurity
- COSO
- PCI
- Root cause Analysis
- COBIT
- NIST Standards
- SOX
- Information Security
- RMF
About Company
WNS (Holdings) Limited (NYSE: WNS), is a leading Business Process Management (BPM) company. We combine our deep industry knowledge with technology and analytics expertise to co-create innovative, digital-led transformational solutions with clients across 10 industries. We enable busin ... View more
