Senior Associate, Regulatory Compliance (Ongoing Compliance Services)
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Department:
Job Summary
- Manage a portfolio of clients
- Provide advisory and consultancy services to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manual
- Provide or review compliance checklists registers and calendar
- Prepare and review regulatory returns and forms
- Perform ad-hoc projects including but not limited to regulatory mock inspections AML/CFT CDD checks
- Other ad-hoc duties as the need arise
Qualifications :
- Bachelors Degree in Business Accounting Law and any other relevant degrees
- Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers Big 4 audit firms MAS) will be an added advantage.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral written and interpersonal communication skill.
- Junior candidate will be hired at Associate level
Additional Information :
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
About Company
IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infras ... View more
