Chief Compliance Officer (Hybrid)- Glenview, IL

Glenview, IL - USA

Monthly Salary: Not Disclosed

Posted on: 11-09-2025

Vacancies: 1 Vacancy

Job Summary

Chief Compliance Officer (Hybrid)-Full Time

Location: Glenview IL 60025

What you will be doing:

Lead with Vision: Inspire and manage a talented team of compliance professionals fostering a culture of excellence and continuous improvement.
Stay Ahead of the Curve: Monitor and anticipate regulatory changes advising senior management on emerging risks and critical deadlines.
Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities.
Engage Proactively: Communicate effectively with supervisors registered representatives and advisory representatives ensuring everyone is aligned and informed.
Navigate Complexities: Manage regulatory exams inquiries responses and investigations with federal and state regulators demonstrating your expertise and confidence.
Organize with Precision: Ensure timely completion of regulatory filings audits and internal reviews.
Lead Investigations: Administer our robust Anti-Money Laundering (AML) Program safeguarding the firm against financial crimes.
Evaluate and Improve: Conduct thorough risk assessments and internal reviews testing the effectiveness of our policies and procedures while driving continuous improvement.

Experience you will need:

At least 8 years in compliance with deep knowledge of FINRA and SEC regulations.
Self-directed brokerage experience desired.
Series 7 24 and 65/66 licenses required.
A Bachelors Degree is essential and CAMS certification is preferred.
Exceptional organizational analytical and problem-solving abilities.
Stellar written and verbal communication skills with the ability to influence and engage at all levels.
A proven ability to multitask and thrive in a fast-paced environment.
Strong team player with excellent coaching feedback and listening skills.
Comprehensive understanding of regulatory requirements for broker-dealers and investment advisors with experience across various investment products.

Top Reasons to work with our client:

Innovative trading platform!
Supportive team culture!
Career advancement opportunities!
Focus on professional growth!
Competitive salary and benefits!
Work with industry experts!
Cutting-edge technology!
Client-centric approach!
Dynamic work environment!
Strong reputation in finance!

Required Experience:

Chief

Chief Compliance Officer (Hybrid)-Full TimeLocation: Glenview IL 60025What you will be doing:Lead with Vision: Inspire and manage a talented team of compliance professionals fostering a culture of excellence and continuous improvement.Stay Ahead of the Curve: Monitor and anticipate regulatory change...

Chief Compliance Officer (Hybrid)-Full Time

Location: Glenview IL 60025

What you will be doing:

Lead with Vision: Inspire and manage a talented team of compliance professionals fostering a culture of excellence and continuous improvement.
Stay Ahead of the Curve: Monitor and anticipate regulatory changes advising senior management on emerging risks and critical deadlines.
Innovate with Technology: Implement and leverage cutting-edge compliance technologies to enhance our surveillance capabilities.
Engage Proactively: Communicate effectively with supervisors registered representatives and advisory representatives ensuring everyone is aligned and informed.
Navigate Complexities: Manage regulatory exams inquiries responses and investigations with federal and state regulators demonstrating your expertise and confidence.
Organize with Precision: Ensure timely completion of regulatory filings audits and internal reviews.
Lead Investigations: Administer our robust Anti-Money Laundering (AML) Program safeguarding the firm against financial crimes.
Evaluate and Improve: Conduct thorough risk assessments and internal reviews testing the effectiveness of our policies and procedures while driving continuous improvement.

Experience you will need:

At least 8 years in compliance with deep knowledge of FINRA and SEC regulations.
Self-directed brokerage experience desired.
Series 7 24 and 65/66 licenses required.
A Bachelors Degree is essential and CAMS certification is preferred.
Exceptional organizational analytical and problem-solving abilities.
Stellar written and verbal communication skills with the ability to influence and engage at all levels.
A proven ability to multitask and thrive in a fast-paced environment.
Strong team player with excellent coaching feedback and listening skills.
Comprehensive understanding of regulatory requirements for broker-dealers and investment advisors with experience across various investment products.

Top Reasons to work with our client: