Legal & Compliance Manager (Asset Management)
Legal & Compliance Manager (Asset Management)
Posted on :
23-08-2025
Employer Active
1 Vacancy
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Job Description
Our client an established asset manager with SFC Type 1 4 9 is currently looking for a Compliance Manager to monitor their daily operation
Responsibilities:
- Draft review and negotiate transactional legal documents for investment transactions
- Review business agreement and commercial contracts
- Work closely with external legal counsel on legal matters
- Monitor all compliance issues of thecompany including general compliance and investment compliance
- Conduct investigation on suspicious transaction cases
- Build and strengthen thein-house compliance & risk management framework
- Roll out compliancepolicies & operating guidelines
- Provide AML/KYC advisory and operational support
- Perform periodic review on staffs personal dealing pre-clearance requests and reconciliation
- Ensure all business units are in full compliance with the relevant laws rules andregulations
- Develop and provide compliance training
Requirements
- Bachelor degree in Law/ Banking/Finance or any related disciplines
- Minimum of 5 years relevant experience in financial industry or SFC type 149 companies in compliance/legal
- Strong knowledge of SFC regulations
- Sound knowledge of listing rules takeover code
- Ability to work under pressure with strong communication and analytical skills
- Fluency in English and Mandarin is essential
Please email your full resume in MS Word format toquoting the job reference J1137 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.
Required Experience:
Manager
Employment Type
Full-Time
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