Compliance Executive
Compliance Executive
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Job Description
- Support the Risk and Compliance department
- Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits regulatory reporting misconduct investigation and administrative support
- Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act Personal Data Protection Act.
- Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.
Requirements
- Minimum A level or Diploma with experience in the financial advisory industry.
- Having a compliance qualification or experience in the FA or insurance industry will be an advantage
- Familiar and skillful with the use of Microsoft software especially Excel.
- Strong communication skills to liaise with different stakeholders.
- Diligent able to work independently and under pressure.
- Willing to learn positive attitude curious adaptability to the organisational culture and a team player.
- Singapore Citizen / PR
Benefits
- Variable Bonus
- Annual Leave from 14 days
- Medical Insurance
Employment Type
Full Time
Company Industry
Financial Services / Insurance Agencies and Brokerages / Investment Banking
