Senior Executive - Compliance
Senior Executive - Compliance
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Salary Not Disclosed
1 Vacancy
Job Description
The Risk & Compliance Officer supports the Risk and Compliance Department in ensuring that the organization operates within all relevant laws regulations and internal policies. This role is integral to maintaining robust risk management and compliance frameworks with a focus on regulatory compliance risk identification and supporting the ongoing development of a strong compliance culture within the company.
Key Responsibilities
- Assist in the implementation and monitoring of risk management policies procedures and controls to mitigate potential risks to the organizations operations.
- Support the review and maintenance of the companys risk and compliance registers ensuring that controls are effective and up to date and follow up action are implemented accordingly.
- Conduct and document periodic risk assessments identifying both regulatory and nonregulatory risks in collaboration with relevant departments.
- Assist in the execution of compliance and risk monitoring programs and report findings to the Risk & Compliance Director / Head of Compliance.
- Contribute to the preparation of reports for management regulators and grout risk & compliance as required.
- Maintain accurate and uptodate records of compliance and risk management activities.
Qualifications :
Required Qualifications and Skills
- 35 years of experience in risk management compliance or a related field preferably within financial services or corporate services.
- Basic knowledge of Dutch and European regulatory frameworks (e.g. Wtt 2018 Wwft AML/CFT regulations).
- Strong analytical and problemsolving skills.
- Excellent verbal and written communication skills in English;
- High attention to details
- Ability to work both independently and as part of a team.
- Proactive adaptable and eager to learn in a dynamic environment.
- Good knowledge of Microsoft Excel including advanced formulas PivotTables Power Query for cleanup transform and reshape data.
- Proficient in Microsoft Office suite (Word Outlook PowerPoint) for documentation and presentations.
- Experience with Power BI for data visualization and reporting to support risk analysis.
- Knowledge of Power Automate to streamline risk and compliance workflows and automate repetitive tasks.
- Comfortable preparing clear and professional presentations using MS PowerPoint to communicate risk findings effectively.
- Ability to analyze risks their causes likelihood and potential impact on the organization. This includes both qualitative and quantitative risk assessment techniques
- Understanding the internal and external context of the organization including its strategic areas and sectorspecific risks is crucial for identifying potential threats and opportunities
Personal Attributes
- Integrity and professionalism in handling confidential information.
- Willingness to take initiative and ownership of assigned tasks.
- Collaborative mindset and ability to build relationships across departments
Additional Information :
At IQEQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
