Risk and Compliance Jobs in Hong Kong

This role is to handle Hong Kong Stock Exchange listing applications Hong Kong Securities and Futures Commission waiver applications and KYC request consolidation and other KYC-related matters. The work often requires liaising with issuers to obtain information and to work closely with lawyers from...

Our client is one of the largest logistics & supply chain solution providers in SEA working on a groundbreaking multimodal project that promises to revolutionize trade competitiveness and connectivity in Vietnam and beyond. They are searching for an accomplished and worldly Commercial Head with exte...

At Franklin Templeton were advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their go...

DescriptionJoin our dynamic Equities Operations Transformation team as a Senior Test Manager where you will play a pivotal role in driving the quality and success of strategic transformation initiatives across the APAC Corporate and Investment Banking Equities business.As a Senior Test Manager withi...

Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work...

DescriptionJoin a team at the heart of risk management where your expert judgment helps us anticipate and address emerging risks. Youll make a real impact by solving challenges that affect our business clients and communities. Our culture values innovative thinking challenging the status quo and str...

HR Manager and Global HR Compliance CoordinatorAnimals Asia Foundation is seeking a professional for the role of Human Resources Manager and Global Human Resources Compliance Coordinator.The organisation is experiencing rapid growth in its animal welfare programs and supporter base. The successful c...

We are currently seeking a Legal Consultant - Compliance to join our bench and work with our global client in investment management:Requirements:Manage investor due diligence AML/KYC checks and onboarding processes while reviewing and refining legal drafts by third partiesManage investor onboarding...

At Moodys we unite the brightest minds to turn todays risks into tomorrows opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas think innovatively and listen to each other and customers in meaningfu...

Were building a relationship-oriented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningf...

OverviewSusquehanna International Groupis a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds cutting-edge technology and expansive sets of data to solve incredibly challenging problems. Susquehanna entities ope...

Senior Manager Regulatory Product & Sales Compliance (12 months contract)The Senior Manager (12-month contract) Regulatory Product & Sales Compliance Hong Kong will specialize in compliance advisory and review for product and marketing materials regulatory compliance and sales compliance. This posit...

Circle is a financial technology company at the epicenter of the emerging internet of money where value can finally travel like other digital data globally nearly instantly and less expensively than legacy settlement systems. This ground-breaking new internet layer opens up previously unimaginable...

Were looking for a Compliance Officer for Hong Kong. Based in Hong Kong you will work with a growing team of multidisciplinary specialists (Product Treasury Banking Security based in our offices in APAC and HQ in London) to help build world class products in Hong Kong. Youll help manage and strength...

You are as unique as your background experience and point of view. Here youll be encouraged empowered and challenged to be your best self. Youll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your...

We are currently seeking aCompliance Consultantto support our client a global investment management firm on an ongoing basis/permanent roleResponsibilities: Compliance Support regulatory filings license applications and internal policy implementationProvide compliance support relating to SFC Type 9...

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 150000 colleagues striving to make a difference for every client organization and community we serve. We stand...

A leading international law firm is seeking a legal professional with 3-5 years PQE/proven experience in risk and regulatory compliance ideally across Asia-Pacific. The role supports the Regional Head of Risk & Compliance and helps deliver consistent high-quality compliance solutions across the regi...

Prudentials purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured for our people customers and partners. We provide a platform for our people to do their best work...

HK Express is Hong Kongs first and only low-cost carrier always offering great value affordable fares on one of the youngest and most modern aircraft fleets in the world.Like you and just like many people across Asia we love to travel and discover new places across the worlds most diverse and dynami...