FINRA

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Director EFS Strategic Operations role is a critical position supporting the Enterprise and Financial Solutions (EFS) department. This role is responsible for managing a portfolio of large-scale departmental operational projects and is accountable for tracking and progress reporti

The Director EFS Strategic Operations role is a critical position supporting the Enterprise and Financial Solutions (EFS) department. This role is responsible for managing a portfolio of large-scale departmental operational projects and is accountable for tracking and progress reporti

This position will lead various Employee Experience initiatives working across Human Resources and lines of business to recommend design develop implement and enhance current program offerings promoting alignment with FINRAs strategic business objectives.Essential Job Functions:Collab

This position will lead various Employee Experience initiatives working across Human Resources and lines of business to recommend design develop implement and enhance current program offerings promoting alignment with FINRAs strategic business objectives.Essential Job Functions:Collab

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Under general supervision the Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situations req

Under general supervision the Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situations req

The Director Product Management leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as well as implementation

The Director Product Management leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as well as implementation

The Case Administrator Manager in the Office of Hearing Officers (OHO) is responsible for overseeing the daily management of the case administration team. This includes assigning cases and projects ensuring timeliness and high case administrator performance and training. Resolves comp

The Case Administrator Manager in the Office of Hearing Officers (OHO) is responsible for overseeing the daily management of the case administration team. This includes assigning cases and projects ensuring timeliness and high case administrator performance and training. Resolves comp

We are seeking an experienced Lead Developer with expertise in Workday Financials to join our team. The ideal candidate will lead the design development and implementation of Workday Financial solutions while providing technical leadership and mentorship to the development team. Exper

We are seeking an experienced Lead Developer with expertise in Workday Financials to join our team. The ideal candidate will lead the design development and implementation of Workday Financial solutions while providing technical leadership and mentorship to the development team. Exper

The Enforcement Principal Counsel performs rigorous assessment and effective advocacy in Enforcement matters.Essential Job Functions:Determine and execute an effective risk-based legal strategy to assess the record fairly.Collaborate with investigative staff to plan investigations and

The Enforcement Principal Counsel performs rigorous assessment and effective advocacy in Enforcement matters.Essential Job Functions:Determine and execute an effective risk-based legal strategy to assess the record fairly.Collaborate with investigative staff to plan investigations and

Under minimal supervision the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on broad problems of scope that require decision makin

Under minimal supervision the Senior Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on broad problems of scope that require decision makin

The Lead Developer working independently will develop test debug and document software components commensurate with their experience as well as direct development staff in support of a software engineering effort.Essential Job Functions: Review and analyze complex process system and /

The Lead Developer working independently will develop test debug and document software components commensurate with their experience as well as direct development staff in support of a software engineering effort.Essential Job Functions: Review and analyze complex process system and /

The Associate Director Product Management leads a product team (typically 2-3) responsible for a specific product or set of products. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as we

The Associate Director Product Management leads a product team (typically 2-3) responsible for a specific product or set of products. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as we

The Associate Director Product Management leads a product team (typically 2-3) responsible for a specific product or set of products. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as we

The Associate Director Product Management leads a product team (typically 2-3) responsible for a specific product or set of products. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development efforts as we

About FINRAFINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and reg

About FINRAFINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and reg

About FINRAFINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and reg

About FINRAFINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and reg

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Essen

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Essen

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate mediator selection mediation scheduling/securing location mediatio

The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate mediator selection mediation scheduling/securing location mediatio