FINRA

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

This position provides operational and analytical support for FINRAs management of criminal justice information (CJI) as required by the Federal Bureau of Investigations (FBIs) Criminal Justice Information Services (CJIS) including the CJIS Security Policy (FBI Policy) and applicable

Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

Member Firm Experiences (MFE) responsibilities include planning and implementing conferences events and other industry education initiatives on rules key topics and FINRA initiatives; working to provide opportunities for the industry to network with peers and FINRA staff; and working

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situati

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

The Lead Data Scientist for Market Regulation Technology will work to establish and institutionalize data science and machine learning best practices as FINRA moves to ML based pattern development. The development product for this move will be the creation of the Dynamic Surveillance

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

The Associate Specialist in the FINRA Support Center is responsible for working with internal and external constituents to provide specialized technical support to Industry Members. The Associate Specialist applies analytical skills to conduct research and coordinate processing of re

The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

The Administrative Assistant III performs a wide variety of tasks such as typing formatting and editing correspondence and reports; organizing and correcting computer-based records and files; organizing and preparing materials for use in presentations; scheduling meetings and events;

Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

Under general supervision the senor specialist technology communications role helps shape how employees across the Technology organization experience information connection and change. This role contributes to high-visibility initiatives that improve communications and digital experie

The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi

The Associate Director Strategic Communications is a key member of the Corporate Communications team supporting various corporate and business units. Under general direction of the Corporate Communications leadership team this role plans and executes multi-channel communications initi

The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

The Associate Director Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings event technology and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure that enterp

The Associate Director Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings event technology and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure that enterp

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Director of Privacy Operations is a key member of Enterprise Data Privacy Offices (EDPO) leadership team and is responsible for the development implementation and maintenance of the organizations privacy governance frameworks policies procedures and controls. This includes directi

The Director of Privacy Operations is a key member of Enterprise Data Privacy Offices (EDPO) leadership team and is responsible for the development implementation and maintenance of the organizations privacy governance frameworks policies procedures and controls. This includes directi

The Executive Vice President of Risk and Intelligence is a strategic leader reporting directly to the Chief Regulatory Operations Officer serving as key member of the Regulatory Operations Senior Leadership Team. This role will directly oversee the four departments related to risk mo

The Executive Vice President of Risk and Intelligence is a strategic leader reporting directly to the Chief Regulatory Operations Officer serving as key member of the Regulatory Operations Senior Leadership Team. This role will directly oversee the four departments related to risk mo

Reporting to the EVP of Enforcement serves as a trusted thought leader helping to shape Enforcements strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational policy and regulatory matters while acting as the EVPs

Reporting to the EVP of Enforcement serves as a trusted thought leader helping to shape Enforcements strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational policy and regulatory matters while acting as the EVPs

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

The Senior Meeting Planner is the liaison between FINRA Committee Liaison and committee members and is primarily responsible for providing meeting planning support for the FINRA Corporate Governance committee meetings and outward-facing member meetings. Significant areas of responsibi

The Senior Meeting Planner is the liaison between FINRA Committee Liaison and committee members and is primarily responsible for providing meeting planning support for the FINRA Corporate Governance committee meetings and outward-facing member meetings. Significant areas of responsibi