FINRA

This position performs a variety of duties including applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of arbitration cases. This is professional work in which the incumbents are applying their skills and attaining new

This position performs a variety of duties including applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of arbitration cases. This is professional work in which the incumbents are applying their skills and attaining new

The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation develops custom Java-based solutions within SailPoint IdentityIQ and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and deprovis

The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation develops custom Java-based solutions within SailPoint IdentityIQ and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and deprovis

The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation develops custom Java-based solutions within SailPoint IdentityIQ and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and deprovis

The Lead IAM Engineer/Architect leads enterprise IAM initiatives from planning through implementation develops custom Java-based solutions within SailPoint IdentityIQ and builds cloud access automation using Python/PowerShell. This role manages complex access provisioning and deprovis

The Human Resources Specialist is responsible for overseeing the administration of programs for an HR COE (Business Partners Compensation Benefits Operations Recruiting Work-life LTOD etc.) and the systems that support these programs. The position provides support to managers and empl

The Human Resources Specialist is responsible for overseeing the administration of programs for an HR COE (Business Partners Compensation Benefits Operations Recruiting Work-life LTOD etc.) and the systems that support these programs. The position provides support to managers and empl

The Senior Analyst HR Technology serves as a subject matter expert for the organizations Human Resource Information Systems with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs Product and IT engin

The Senior Analyst HR Technology serves as a subject matter expert for the organizations Human Resource Information Systems with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs Product and IT engin

The Senior Analyst HR Technology serves as a subject matter expert for the organizations Human Resource Information Systems with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs Product and IT engin

The Senior Analyst HR Technology serves as a subject matter expert for the organizations Human Resource Information Systems with primary responsibility for Workday operational support and optimization. This role serves as the primary operational partner to HR COEs Product and IT engin

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions:Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based le

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions:Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based le

The Director of Technology - Microsoft 365 is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and efficient enabling all employees to p

The Director of Technology - Microsoft 365 is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and efficient enabling all employees to p

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

The Director of Technology - Directory Messaging and Collaboration (0365) is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and effici

The Director of Technology - Directory Messaging and Collaboration (0365) is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and effici

The Capital Markets Firm Grouping conducts exams of FINRA member firms that primarily engage in investment banking and the origination and financing of capital structures and markets. Characteristics of these firms include structuring and/or advising on mergers and acquisitions and ra

The Capital Markets Firm Grouping conducts exams of FINRA member firms that primarily engage in investment banking and the origination and financing of capital structures and markets. Characteristics of these firms include structuring and/or advising on mergers and acquisitions and ra

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

This Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation and is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exchan

This Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation and is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exchan

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

This position implements Quality Assurance initiatives for Information Operations. This includes: reviewing and analyzing a sampling of daily work performed by other analysts maintaining statistical data and performing root cause and trend analysis under minimal supervision. Incumbent

This position implements Quality Assurance initiatives for Information Operations. This includes: reviewing and analyzing a sampling of daily work performed by other analysts maintaining statistical data and performing root cause and trend analysis under minimal supervision. Incumbent

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our

This Retail Firm Grouping conducts examinations of FINRA member firms that primarily provide brokerage services or effect transactions on behalf of an individual customer or an account whose ultimate beneficial owner(s) would be deemed an individual. The FinTech Sub-Grouping focuses o

This Retail Firm Grouping conducts examinations of FINRA member firms that primarily provide brokerage services or effect transactions on behalf of an individual customer or an account whose ultimate beneficial owner(s) would be deemed an individual. The FinTech Sub-Grouping focuses o

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of