FINRA

The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

The Director MAP Custody Trading & Markets is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement updates

The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

The Senior Regulatory Policy Specialist provides high quality advice and support to OGCs Regulatory Policy and Capital Markets Group attorneys with respect to rulemaking and interpretive functions for the organization and assists in providing legal and advisory support to other FINRA

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Principal Counsel in Office of General Counsel (OGC) Regulatory Policy renders legal advice and support in connection with the complete life cycle of new regulatory initiatives and serves as subject matter resource in one or more areas of legal expertise. This position is an exper

The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

The Director MAP Equity Retail & Capital Formation is responsible for oversight of the membership application process relating to matters filed with FINRA which includes new and continuing membership applications materiality consultations two principal waivers and membership agreement

The Associate Director Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings event technology and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure that enterp

The Associate Director Meeting Planning and Event Technology is a leadership role and is responsible for overseeing corporate meetings event technology and the FINRA Strategic Meeting Management Program (SMMP). FINRA Strategic Meeting Management Program (SMMP) is to ensure that enterp

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Director of Privacy Operations is a key member of Enterprise Data Privacy Offices (EDPO) leadership team and is responsible for the development implementation and maintenance of the organizations privacy governance frameworks policies procedures and controls. This includes directi

The Director of Privacy Operations is a key member of Enterprise Data Privacy Offices (EDPO) leadership team and is responsible for the development implementation and maintenance of the organizations privacy governance frameworks policies procedures and controls. This includes directi

The Executive Vice President of Risk and Intelligence is a strategic leader reporting directly to the Chief Regulatory Operations Officer serving as key member of the Regulatory Operations Senior Leadership Team. This role will directly oversee the four departments related to risk mo

The Executive Vice President of Risk and Intelligence is a strategic leader reporting directly to the Chief Regulatory Operations Officer serving as key member of the Regulatory Operations Senior Leadership Team. This role will directly oversee the four departments related to risk mo

Reporting to the EVP of Enforcement serves as a trusted thought leader helping to shape Enforcements strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational policy and regulatory matters while acting as the EVPs

Reporting to the EVP of Enforcement serves as a trusted thought leader helping to shape Enforcements strategic direction and operational excellence. Provides expert advice and sound judgment on a comprehensive range of operational policy and regulatory matters while acting as the EVPs

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Executive Assistant - Human Resources: LTOD (Learning Talent and Organizational Development) performs a wide range of functional and administrative support to an executive member and their management team and staff. This position is an experienced support individual contributor wo

The Senior Meeting Planner is the liaison between FINRA Committee Liaison and committee members and is primarily responsible for providing meeting planning support for the FINRA Corporate Governance committee meetings and outward-facing member meetings. Significant areas of responsibi

The Senior Meeting Planner is the liaison between FINRA Committee Liaison and committee members and is primarily responsible for providing meeting planning support for the FINRA Corporate Governance committee meetings and outward-facing member meetings. Significant areas of responsibi

Join FINRAs mission to protect investors and ensure market integrityAre you a seasoned financial regulatory professional ready to make a meaningful impact FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities this hi

Join FINRAs mission to protect investors and ensure market integrityAre you a seasoned financial regulatory professional ready to make a meaningful impact FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities this hi

Join FINRAs mission to protect investors and ensure market integrityAre you a seasoned financial regulatory professional ready to make a meaningful impact FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities this hi

Join FINRAs mission to protect investors and ensure market integrityAre you a seasoned financial regulatory professional ready to make a meaningful impact FINRA is seeking a Senior Risk Monitoring Analyst to play a pivotal role in safeguarding the integrity of U.S. securities this hi

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Essen

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Essen

The Associate Principal Analyst Market Strategy & Research provides analysis critical to proactive regulatory risk assessment and the development of regulatory strategy. This role assists Surveillance to effectively develop regulatory strategy informed by market conditions and develo

The Associate Principal Analyst Market Strategy & Research provides analysis critical to proactive regulatory risk assessment and the development of regulatory strategy. This role assists Surveillance to effectively develop regulatory strategy informed by market conditions and develo

The Senior Analyst in Corporate Financing is responsible for conducting reviews and investigative matters on all public offering and/or private placement filings subject to FINRA Rulesand 5123. The role also includes supporting key operational functions and Department initiatives and

The Senior Analyst in Corporate Financing is responsible for conducting reviews and investigative matters on all public offering and/or private placement filings subject to FINRA Rulesand 5123. The role also includes supporting key operational functions and Department initiatives and

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

We are seeking a Senior Workday Analyst with deep expertise across all Workday Finance modules to support optimize and evolve our financial systems. This role partners closely with Finance Accounting Procurement and IT teams to translate business requirements into scalable Workday con

The Regulatory Principal MAP Crypto role demonstrates an expert level of competence in identifying risks and developing regulatory strategies for member firm business activities with emphasis on Crypto operations. The role demonstrates expertise in managing applications crypto trading

The Regulatory Principal MAP Crypto role demonstrates an expert level of competence in identifying risks and developing regulatory strategies for member firm business activities with emphasis on Crypto operations. The role demonstrates expertise in managing applications crypto trading

The Regulatory Principal MAP Crypto role demonstrates an expert level of competence in identifying risks and developing regulatory strategies for member firm business activities with emphasis on Crypto operations. The role demonstrates expertise in managing applications crypto trading

The Regulatory Principal MAP Crypto role demonstrates an expert level of competence in identifying risks and developing regulatory strategies for member firm business activities with emphasis on Crypto operations. The role demonstrates expertise in managing applications crypto trading