FINRA

The Director in the Office of Financial & Operational Risk Policy (OFORP) serves as a subject matter expert providing technical and interpretive guidance on broker-dealer financial and operational rules and related industry practices. As a primary point of consultation within the OFOR

The Director in the Office of Financial & Operational Risk Policy (OFORP) serves as a subject matter expert providing technical and interpretive guidance on broker-dealer financial and operational rules and related industry practices. As a primary point of consultation within the OFOR

The Specialist Accounts Payable in FINRAs Finance department is responsible for the accurate and timely processing tracking and management of supplier invoices expense items and payment activities for FINRA. This position works closely and interacts frequently with internal stakeholde

The Specialist Accounts Payable in FINRAs Finance department is responsible for the accurate and timely processing tracking and management of supplier invoices expense items and payment activities for FINRA. This position works closely and interacts frequently with internal stakeholde

The Senior Specialist in the Office of International Affairs (OIA) is responsible for facilitating engagement with foreign regulators to develop and promote cross-border collaboration cooperation and information sharing. The specialist also will monitor and analyze global regulatory d

The Senior Specialist in the Office of International Affairs (OIA) is responsible for facilitating engagement with foreign regulators to develop and promote cross-border collaboration cooperation and information sharing. The specialist also will monitor and analyze global regulatory d

The Mediation Administrator in Dispute Resolution Services is responsible for applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works under

The Mediation Administrator in Dispute Resolution Services is responsible for applying advanced analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works under

The Senior Mediation Administrator in Dispute Resolution Services is responsible for applying expert analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works

The Senior Mediation Administrator in Dispute Resolution Services is responsible for applying expert analytical skills to provide interpretations regarding rules and regulations and managing a docket of mediation cases. This position is an established individual contributor who works

The Director of Cyber Risk Governance & Compliance Technology is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice PresidentEssential Job Functions:Has hands on exper

The Director of Cyber Risk Governance & Compliance Technology is generally autonomous in their oversight and active management for a Technology program and/or practice area and most often reports directly to a Senior Director or Vice PresidentEssential Job Functions:Has hands on exper

This position performs a variety of duties including applying analytical skills to research review analyze and process legal documents such as pleadings filed in FINRAs arbitration forum. This is administrative professional work in which incumbents are applying their skills and attain

This position performs a variety of duties including applying analytical skills to research review analyze and process legal documents such as pleadings filed in FINRAs arbitration forum. This is administrative professional work in which incumbents are applying their skills and attain

This position performs a variety of duties including applying analytical skills to research review analyze and process legal documents such as pleadings filed in FINRAs arbitration forum. This is administrative professional work in which incumbents are applying their skills and attain

This position performs a variety of duties including applying analytical skills to research review analyze and process legal documents such as pleadings filed in FINRAs arbitration forum. This is administrative professional work in which incumbents are applying their skills and attain

The Human Resources Specialist is responsible for overseeing the administration of programs for an HR COE (Business Partners Compensation Benefits Operations Recruiting Work-life LTOD etc.) and the systems that support these programs. The position provides support to managers and empl

The Human Resources Specialist is responsible for overseeing the administration of programs for an HR COE (Business Partners Compensation Benefits Operations Recruiting Work-life LTOD etc.) and the systems that support these programs. The position provides support to managers and empl

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions:Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based le

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions:Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based le

The Director of Technology - Microsoft 365 is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and efficient enabling all employees to p

The Director of Technology - Microsoft 365 is responsible for the architecture implementation and ongoing management of enterprise collaboration messaging and identity platforms. This role ensures these critical services remain secure reliable and efficient enabling all employees to p

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

Associate Director HR Technology leads the implementation governance and optimization of Human Resources Information Systems (HRIS) with a primary focus on Workday Human Capital Management. This role partners with HR COEs and Technology teams to design implement and manage HR technolo

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

This position implements Quality Assurance initiatives for Information Operations. This includes: reviewing and analyzing a sampling of daily work performed by other analysts maintaining statistical data and performing root cause and trend analysis under minimal supervision. Incumbent

This position implements Quality Assurance initiatives for Information Operations. This includes: reviewing and analyzing a sampling of daily work performed by other analysts maintaining statistical data and performing root cause and trend analysis under minimal supervision. Incumbent

The Office of General Counsel Litigation Labor Employment and Benefits group provides legal advice on all aspects of the employment relationship and employment lifecycle as well as on workplace policies procedures processes and practices. It also represents FINRA in legal matters br

The Office of General Counsel Litigation Labor Employment and Benefits group provides legal advice on all aspects of the employment relationship and employment lifecycle as well as on workplace policies procedures processes and practices. It also represents FINRA in legal matters br

2026 Summer Internship Program Media Relations InternFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We s

2026 Summer Internship Program Media Relations InternFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

This Retail Firm Grouping conducts examinations of FINRA member firms that primarily provide brokerage services or effect transactions on behalf of an individual customer or an account whose ultimate beneficial owner(s) would be deemed an individual. The FinTech Sub-Grouping focuses o

This Retail Firm Grouping conducts examinations of FINRA member firms that primarily provide brokerage services or effect transactions on behalf of an individual customer or an account whose ultimate beneficial owner(s) would be deemed an individual. The FinTech Sub-Grouping focuses o

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of

We Work to Protect Investors. Join our Team.2026 Summer Internship ProgramFINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of