FINRA

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety

Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change At FINRA were looking for a Senior Employee Relations Specialist to bring expertise integrity and strategic vision to our Employee Relati

Are you a seasoned employee relations professional who thrives on solving complex workplace challenges and driving meaningful organizational change At FINRA were looking for a Senior Employee Relations Specialist to bring expertise integrity and strategic vision to our Employee Relati

The Associate Director State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry delivering actionable intelligence to senior leader

The Associate Director State Government Affairs serves as a liaison on state regulatory and legislative matters. This role monitors and analyzes state legislative and regulatory initiatives affecting FINRA and the securities industry delivering actionable intelligence to senior leader

As an entry-level Associate Help Desk Support this role provides quality desktop support to end users including support for hardware software printing and applications while developing and refining skills and working under with direct supervision.Essential Job Functions:Provide quali

As an entry-level Associate Help Desk Support this role provides quality desktop support to end users including support for hardware software printing and applications while developing and refining skills and working under with direct supervision.Essential Job Functions:Provide quali

The Principal Analyst is responsible for creating maintaining and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time customized training for all DRS staff levels on new rules procedur

The Principal Analyst is responsible for creating maintaining and updating training modules for key Dispute Resolution Services (DRS) regional job categories. Train new regional hires. Create and deliver just-in-time customized training for all DRS staff levels on new rules procedur

The Vice President Trading and Product Risk Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market intelligence s

The Vice President Trading and Product Risk Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of product and market intelligence s

The Vice President Strategic Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible for ident

The Vice President Strategic Intelligence will be a key member of the Intelligence leadership team reporting directly into the Senior Vice President of Strategic Intelligence. This highly strategic leader will lead and oversee a team of intelligence professionals responsible for ident

The Director of Business Operations in Transparency Services is a member of the Departments leadership team responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on high-impact and

The Director of Business Operations in Transparency Services is a member of the Departments leadership team responsible for establishing and executing short- to mid-term operational plans that drive measurable results across the sub-function. Advises senior leaders on high-impact and

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Writes code that captures the essential nature of the solution

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Writes code that captures the essential nature of the solution

The Associate Principal Governance Analyst role on the Surveillance Optimization and Innovation Team is responsible for managing the governance of FINRAs first in class surveillance program. This role is responsible for working closely with business and technology stakeholders as well

The Associate Principal Governance Analyst role on the Surveillance Optimization and Innovation Team is responsible for managing the governance of FINRAs first in class surveillance program. This role is responsible for working closely with business and technology stakeholders as well

The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards.Essential Job Functions:Implement and support cloud infr

The Staff Release Engineer works under limited supervision and will perform cloud enablement & support activities commensurate with their experience that ensure cloud infrastructure implementations meet defined quality standards.Essential Job Functions:Implement and support cloud infr

The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g. FINRA Market Operations FINRA Client & System Management etc.) and external

The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates multiple internal teams (e.g. FINRA Market Operations FINRA Client & System Management etc.) and external

The Senior Executive Assistant provides comprehensive administrative support to the Executive Vice President (EVP) of Board and External Relations (BER) and other senior executives as needed including to the Chief Executive Officer. This role is responsible for calendar management com

The Senior Executive Assistant provides comprehensive administrative support to the Executive Vice President (EVP) of Board and External Relations (BER) and other senior executives as needed including to the Chief Executive Officer. This role is responsible for calendar management com

The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRAs trade reporting facilities including communications with member firms vendors exchanges regulatory organizations and other FINRA departments. This position is a pro

The Senior Analyst in Market Operations section of Transparency Services supports the operation and monitoring of FINRAs trade reporting facilities including communications with member firms vendors exchanges regulatory organizations and other FINRA departments. This position is a pro

The Principal Analyst demonstrates a highly proficient level of competence in identifying risks developing regulatory strategies to address those risks and working with internal and external constituents to achieve the goals of the department.Essential Job Functions:Lead or participat

The Principal Analyst demonstrates a highly proficient level of competence in identifying risks developing regulatory strategies to address those risks and working with internal and external constituents to achieve the goals of the department.Essential Job Functions:Lead or participat

The Senior Systems Administrator/Engineer Identity and Infrastructure designs automates secures and supports enterprise identity and hybrid infrastructure services across Azure AWS and on-premises environments. The role provides senior-level expertise in Active Directory Entra ID Win

The Senior Systems Administrator/Engineer Identity and Infrastructure designs automates secures and supports enterprise identity and hybrid infrastructure services across Azure AWS and on-premises environments. The role provides senior-level expertise in Active Directory Entra ID Win

Major Purpose: The Lead Analyst will directly manage the business and data analysis activities on one or more complex Market data intake and processing projects. The Lead Analyst will collaborate with upstream data vendors/producers and downstream consumers to contribute toward the vi

Major Purpose: The Lead Analyst will directly manage the business and data analysis activities on one or more complex Market data intake and processing projects. The Lead Analyst will collaborate with upstream data vendors/producers and downstream consumers to contribute toward the vi

This Principal Analyst position within Regulatory Operations Surveillance is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exchange rules. Mentors other staff and guid

This Principal Analyst position within Regulatory Operations Surveillance is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities FINRA and RSA Client Exchange rules. Mentors other staff and guid

Works autonomously having responsibility to deliver on longer term outcomes. Reports directly to a Director or Senior Director. Requires extensive knowledge of multiple/related functional areas and industry practices.Essential Job Functions:Has specialized depth and/or breadth in unst

Works autonomously having responsibility to deliver on longer term outcomes. Reports directly to a Director or Senior Director. Requires extensive knowledge of multiple/related functional areas and industry practices.Essential Job Functions:Has specialized depth and/or breadth in unst

The Specialist Corporate Real Estate serves as a frontline resource supporting FINRAs hybrid workplace model and facilities operations. Under general direction of the manager this role supports workspace management with comprehensive facilities coordination to ensure seamless workplac

The Specialist Corporate Real Estate serves as a frontline resource supporting FINRAs hybrid workplace model and facilities operations. Under general direction of the manager this role supports workspace management with comprehensive facilities coordination to ensure seamless workplac