FINRA

Financial Industry Regulatory Authority Inc. seeks a Lead Security Engineer in Rockville MD.Hours: Monday Friday 8:00 am to 5:00 pmSummary of Duties: Direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfo

Financial Industry Regulatory Authority Inc. seeks a Lead Security Engineer in Rockville MD.Hours: Monday Friday 8:00 am to 5:00 pmSummary of Duties: Direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfo

Financial Industry Regulatory Authority Inc. seeks a Lead Software Engineer in Tysons VA.Hours: Monday Friday 8:00 am to 5:00 pmSummary of Duties: Lead and oversee the development of software products and ensure the overall quality of products throughout the software development life

Financial Industry Regulatory Authority Inc. seeks a Lead Software Engineer in Tysons VA.Hours: Monday Friday 8:00 am to 5:00 pmSummary of Duties: Lead and oversee the development of software products and ensure the overall quality of products throughout the software development life

Under general supervision the Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situations re

Under general supervision the Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions: Works on problems of moderate scope where analysis of situations re

The Associate Director State Government Affairs serves as a key point of contact on state securities regulation between FINRA and financial services regulators industry associations the North American Securities Administrators Association (NASAA) and other associations of state policy

The Associate Director State Government Affairs serves as a key point of contact on state securities regulation between FINRA and financial services regulators industry associations the North American Securities Administrators Association (NASAA) and other associations of state policy

The Security Engineer works under general supervision and will perform information security tasks commensurate with their experience that ensure applications and projects meet defined quality standards.Essential Job Functions: Support the application of established processes and techn

The Security Engineer works under general supervision and will perform information security tasks commensurate with their experience that ensure applications and projects meet defined quality standards.Essential Job Functions: Support the application of established processes and techn

The Associate Director Enterprise Learning will oversee the design development and implementation of the learning strategy for multiple programs and initiatives aimed at fostering high-impact capabilities across the organization under general guidance of the senior director. This role

The Associate Director Enterprise Learning will oversee the design development and implementation of the learning strategy for multiple programs and initiatives aimed at fostering high-impact capabilities across the organization under general guidance of the senior director. This role

The Senior GenAI Backend Platform Developer contributes to the development of robust scalable GenAI backend software solutions from cloud infrastructure to backend API integrations to agentic workflows and MCP servers supporting a cutting-edge generative AI regulatory chat assistant.

The Senior GenAI Backend Platform Developer contributes to the development of robust scalable GenAI backend software solutions from cloud infrastructure to backend API integrations to agentic workflows and MCP servers supporting a cutting-edge generative AI regulatory chat assistant.

The Vice President and Associate General Counsel - Litigation reporting to the Senior Vice President/Chief Litigation Counsel (SVP) serves as a senior litigation leader responsible for managing complex litigation matters and leading critical litigation functions within FINRAs OGC Liti

The Vice President and Associate General Counsel - Litigation reporting to the Senior Vice President/Chief Litigation Counsel (SVP) serves as a senior litigation leader responsible for managing complex litigation matters and leading critical litigation functions within FINRAs OGC Liti

The Senior Associate Supplier Management executes and supports enterprise-wide supplier relationships and supplier-related processes under general direction of the Associate Director Supplier Management. This includes conducting comprehensive supplier risk assessments managing supplie

The Senior Associate Supplier Management executes and supports enterprise-wide supplier relationships and supplier-related processes under general direction of the Associate Director Supplier Management. This includes conducting comprehensive supplier risk assessments managing supplie

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio

The Learning Management System (LMS) Manager of the Continuing Education (CE) Marketplace is responsible for the administration of the LMS platform and execution of the strategic direction of a centralized content catalog that would include content developed by FINRA other SROs and th

The Learning Management System (LMS) Manager of the Continuing Education (CE) Marketplace is responsible for the administration of the LMS platform and execution of the strategic direction of a centralized content catalog that would include content developed by FINRA other SROs and th

FINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and registered bro

FINRA is dedicated to protecting investors and ensuring market integrity. As an independent not-for-profit organization we oversee brokerage firms and exchange markets writing and enforcing rules governing the ethical activities of all registered broker-dealer firms and registered bro

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable

The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate mediator selection mediation scheduling/securing location mediatio

The Senior Case Coordinator in Dispute Resolution Mediation is responsible for supporting and executing job functions in all phases of the mediation process. This entails the solicitation efforts for parties to mediate mediator selection mediation scheduling/securing location mediatio

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

This position appoints arbitrators to arbitration cases schedules/reschedules pre-hearing conferences and hearings and performs a wide variety of tasks such as generating memos and correspondence maintaining electronic files and setting up hearing rooms. This is skilled administrative

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. We set the bar high we are looking for interns that are s

The Director Product Management - Enterprise & Financial Solutions leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development

The Director Product Management - Enterprise & Financial Solutions leads a product team (typically 5-10) responsible for a specific product group. This role works with a high level of autonomy and discretion. Responsibilities include leading the teams research and product development