FINRA

This position performs a variety of specific duties in support of the Office of Hearing Officers operations and functions including applying analytical skills to assist the Hearing Officers and the parties and their counsel in adjudicatory proceedings.Essential Job Functions: Manages

This position performs a variety of specific duties in support of the Office of Hearing Officers operations and functions including applying analytical skills to assist the Hearing Officers and the parties and their counsel in adjudicatory proceedings.Essential Job Functions: Manages

The Senior Director Market Strategy & Research provides critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is essential to enabling Surveillance to effectively develop regulatory strategy informed by market conditions and

The Senior Director Market Strategy & Research provides critical leadership in proactive regulatory risk assessment and the development of regulatory strategy. This role is essential to enabling Surveillance to effectively develop regulatory strategy informed by market conditions and

Are you looking for purpose and meaning in your work Does the idea of working for a regulator speak to your moral compassAs a not-for-profit entity FINRA operates under the oversight of the SEC and sits at the nexus of broker-dealers policymakers and investors. Because of this struct

Are you looking for purpose and meaning in your work Does the idea of working for a regulator speak to your moral compassAs a not-for-profit entity FINRA operates under the oversight of the SEC and sits at the nexus of broker-dealers policymakers and investors. Because of this struct

The Principal Analyst Enterprise Strategy serves as a partner in executing the organizations enterprise-level strategic planning goal-setting frameworks and performance measurement processes. This role is responsible for directing data-driven analysis across multiple workstreams maint

The Principal Analyst Enterprise Strategy serves as a partner in executing the organizations enterprise-level strategic planning goal-setting frameworks and performance measurement processes. This role is responsible for directing data-driven analysis across multiple workstreams maint

The Strategic Advisor in Market and Regulatory Services (MRS) is a senior strategic partner reporting to the Chief of Staff providing critical leadership and strategic support to the Chief of Staff and MRS senior leadership team across all MRS lines of business. This role enables MRS

The Strategic Advisor in Market and Regulatory Services (MRS) is a senior strategic partner reporting to the Chief of Staff providing critical leadership and strategic support to the Chief of Staff and MRS senior leadership team across all MRS lines of business. This role enables MRS

The Principal Regulatory Operations Program Management is a seasoned specialist responsible for supporting the Program Management function through advanced portfolio and project tracking analysis and reporting. This position provides central expertise in program documentation risk ide

The Principal Regulatory Operations Program Management is a seasoned specialist responsible for supporting the Program Management function through advanced portfolio and project tracking analysis and reporting. This position provides central expertise in program documentation risk ide

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

This Senior Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews to identify unusual market activity for evidence of violations of applicable federal securities FINRA and/or RSA client

The HR Specialist People Analytics supports workforce reporting and analytics with responsibility for assisting in Workday reporting development data quality and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries report pre

The HR Specialist People Analytics supports workforce reporting and analytics with responsibility for assisting in Workday reporting development data quality and stakeholder support. This role serves as a key resource for HR and business partners on workforce data inquiries report pre

Provides on-site user support for videoconference rooms systems and solutions. This position requires an understanding of videoconferencing methods and technologies along with a strong emphasis on customer service.Essential Job Functions:Assist with the set-up operation and maintenan

Provides on-site user support for videoconference rooms systems and solutions. This position requires an understanding of videoconferencing methods and technologies along with a strong emphasis on customer service.Essential Job Functions:Assist with the set-up operation and maintenan

The Corporate Actions Analyst performs a variety of specific duties depending on the section to which assigned generally including assisting in the day-to-day operational functions of the OTC market in the processing of various Corporate Actions. This is entry-level professional work

The Corporate Actions Analyst performs a variety of specific duties depending on the section to which assigned generally including assisting in the day-to-day operational functions of the OTC market in the processing of various Corporate Actions. This is entry-level professional work

The Lead Security Engineer working independently will direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfolio meet defined quality standards.Essential Job Functions: Ensure that security risks are compre

The Lead Security Engineer working independently will direct staff in the execution of manual activities and/or automated activities to ensure applications and projects within their portfolio meet defined quality standards.Essential Job Functions: Ensure that security risks are compre

Working independently the Lead Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Overview:Archi

Working independently the Lead Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers. Reports directly to a Director or Senior Director.Overview:Archi

The Senior Risk Management analyst in Transparency Services is responsible for reviewing and analyzing a sampling of daily work performed by Transparency Service Market Operations analysts. This position employs well-developed subject-matter expertise and institutional knowledge to en

The Senior Risk Management analyst in Transparency Services is responsible for reviewing and analyzing a sampling of daily work performed by Transparency Service Market Operations analysts. This position employs well-developed subject-matter expertise and institutional knowledge to en

The Senior Principal Analyst in Market & Regulatory Services (MRS) Strategic Innovation & Research performs essential analysis and research to enable MRS to effectively innovate and expand its portfolio through securities industry experience market research operational assessments and

The Senior Principal Analyst in Market & Regulatory Services (MRS) Strategic Innovation & Research performs essential analysis and research to enable MRS to effectively innovate and expand its portfolio through securities industry experience market research operational assessments and

The Technology Manager is generally autonomous in their oversight and active management for Technology project(s) and most often reports directly to a Director or Senior Director.Essential Job Functions:Directly manage team(s) focused on delivering high quality project results within

The Technology Manager is generally autonomous in their oversight and active management for Technology project(s) and most often reports directly to a Director or Senior Director.Essential Job Functions:Directly manage team(s) focused on delivering high quality project results within

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions: Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based l

The Enforcement Counsel resolves non-complex Enforcement matters and contributes meaningful high quality work for large complex matters.Essential Job Functions: Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacyExecute an effective risk-based l

Working independently the Java Software Engineer; Team Lead owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers.Experienced hands-on technical team lead to d

Working independently the Java Software Engineer; Team Lead owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers.Experienced hands-on technical team lead to d

The Director of Brand & Creative is responsible for defining evolving and stewarding the organizations brand and visual identity across all channels and touchpoints. This role leads the creative and design function ensuring a cohesive modern and effective brand expression across digit

The Director of Brand & Creative is responsible for defining evolving and stewarding the organizations brand and visual identity across all channels and touchpoints. This role leads the creative and design function ensuring a cohesive modern and effective brand expression across digit

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers.Seasoned individual contributor with deep expertise in J

Working independently the Lead Software Engineer owns development of software products and works on improving the overall quality of the product throughout the software development life cycle and mentors other Software Engineers.Seasoned individual contributor with deep expertise in J

Reporting to the Senior Vice President and Chief of Staff the Vice President and Deputy Chief of Staff is responsible for centrally overseeing a wide variety of operational functions and activities for OCLO and leading the development and execution of centralized support across OCLO.

Reporting to the Senior Vice President and Chief of Staff the Vice President and Deputy Chief of Staff is responsible for centrally overseeing a wide variety of operational functions and activities for OCLO and leading the development and execution of centralized support across OCLO.