Financial Industry Regulatory Authority

The Enterprise Data Privacy Office (EDPO) is responsible for ensuring that FINRA meets or exceeds its legal and ethical obligations with respect to the security and use of information it collects while executing its responsibilities fostering the confidence of firms regulators staff a المزيد...

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable المزيد...

The Senior Developer works under minimal supervision and will develop test debug and document software components commensurate with their experience under the limited supervision of more senior development staff in support of a software engineering effort.Essential Job Functions:Revie المزيد...

The Senior UX Designer works under minimal supervision of senior development or design staff with duties including design development testing debugging and documentation of interactive components in support of our software engineering efforts.Essential Job Functions:Consistently consi المزيد...

Examinations Business Conduct Member Supervision Missiondriven Missiondelivered. FINRA aims to make an impact. Apply now for an exciting opportunity to join our Firm Examinations Team focusing on Business Conduct risks. Grow your career by leveraging your financial industry or legal المزيد...

Under general supervision the Staff Software Engineer assists in developing software products and works on improving the overall quality of the product throughout the software development life cycle.Essential Job Functions:Works on problems of moderate scope where analysis of situatio المزيد...

This position is an experienced individual contributor in Member Supervision Operations Procedures and Standards (MS OPS) who works independently with minimal supervision to identify assess develop implement and maintain operations procedures standards and reporting. This role will le المزيد...

The Senior Principal Analyst of the Strategic Metrics & Reporting (Metrics) team in FINRAs Department of Enforcement is responsible for performing a wide variety of tasks in support of establishing and maintaining controls related to Enforcements production of internal and externa المزيد...

The Litigation Paralegal performs a variety of job duties relating to litigation in the Enforcement Department. These duties generally include applying basic analytical skills to research review analyze and process legal documents such as briefs pleadings and appeals.This is a positio المزيد...

Major Purpose:Member Relations and Education(MRE)is responsible for engaging with firms to foster amutual understanding of business and regulatorymattersamong FINRA and the firms we regulate developing resourcesto assist firms and providing educational opportunities to advance underst المزيد...

As a FINRA employee you join a diverse and talented team of industry leaders who make sure investors are protected and the market is trusted. Discover your opportunity to oversee more than 634000 brokers across the country analyze billions of daily market events use innovative AI and المزيد...

Independently conducts complex analyses of FINRA firms communications with the public both independently of and in conjunction with other FINRA departments and other regulators. Provides assistance and support to Associate Director Director and Senior Director in the areas of quality المزيد...

The Senior Developer works under minimal supervision and will develop test debug and document software components commensurate with their experience under the limited supervision of more senior development staff in support of a software engineering effort.Essential Job Functions: Revi المزيد...

The Senior Program Administrator provides highlevel administrative and programmatic support to employees and senior executives within the Office of General Counsel (OGC) Regulatory Policy Capital Markets and Appellate offices. This role ensures the efficient operation of the offices a المزيد...

This Associate Principal Analyst position within the Surveillance and Market Intelligence section of Market Regulation is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable المزيد...

The Learning Talent & Organizational Development (LTOD) group serves the entire population of the organization by leading all organizational development talent management mentoring and performance management initiatives. This position will be responsible for partnering with senior المزيد...

Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions:This is a seniorlevel position reporting to a Risk Monitoring Director and supports both that direct manager in identifyi المزيد...

The Senior HR Program Manager Compensation is responsible for managing the daytoday operations for Compensation and provides guidance to junior staff members. This would include developing recommending and executing on strategic business plans for Compensation and are required to exer المزيد...

The Program Manager Career Development & Learning plays a pivotal role within the Enterprise Learning team driving career growth initiatives that support employees at all levels. This role is responsible for designing and implementing career development programs individual develop المزيد...

FINRAs Initial Review Group (IRG) is the centralized unit for the intake review and analysis of regulatory intelligence received through a variety of sources including internal sources regulatory tips customer complaints firm regulatory filings arbitration filings and referrals from o المزيد...