Financial Industry Regulatory Authority

Reporting directly to Vice President Member Supervision Operations Procedures and Standards provides strategic leadership and guidance and establishes procedures and standards across the program as well as advising and collaborating with various groups conducting reviews of the progra المزيد...

The Lead Product Manager Legal Technology Office of the Chief Legal Officer (OCLO) leads product initiatives to provide innovative practical and costeffective technology solutions to achieve OCLOs strategic goals and objectives and increase the efficiency and effectiveness of OCLO gro المزيد...

This position is an established individual contributor in Member Supervision Operations Procedures and Standards (MS OPS) who works under moderate supervision to assist with the development implementation and maintenance of operations procedures standards and reporting. This role will المزيد...

The position is responsible for leading initiatives managing projects ensuring compliance responding to client issues and performing advanced benchmarking and data analysis for benefits programs. This is an individual contributer role with responsibilities to oversee FINRA retirement المزيد...