Financial Industry Regulatory Authority

Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions:This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identify المزيد...

The Associate Director is a key member of the Market Regulation Surveillance and Market Intelligence sections leadership team and is responsible for the effective generation and progression of regulatory reviews conducted by the section. This role communicates and innovates with peers المزيد...

Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identif المزيد...

The Director HR Operations works directly with VP level and senior leaders within the organization and plays a critical role in providing leadership guidance and strategic direction for the HR Operations team. This position is responsible for overseeing the delivery of centralized HR المزيد...

Provides paralegal support to include drafting correspondence reviewing and responding to subpoenas and information requests. Conducts legal research and proofreads legal documents as assigned.Are you looking for purpose and meaning in your work Does the idea of working for a financia المزيد...

Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director.Essential Job Functions: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identif المزيد...

Legal externs work closely with Enforcements attorneys investigators and management to assist Enforcement in investigating and determining whether FINRA regulated firms and/or associated individuals violated the federal securities laws or FINRA or MSRB rules. Externs perform a variety المزيد...

Support the development and maintenance of critical operations procedures and standards within FINRAs Member Supervision department. This role contributes to operational excellence by assisting with process improvements documentation and reporting while building effective partnerships المزيد...

The Principal Integration Specialist serves as a core contributor to strategic initiatives driving consensus and ensuring exceptional execution of high-profile projects. Operating with significant autonomy under general direction from the Senior Director this role leverages diverse ex المزيد...

As an established individual contributor in Member Supervision Operations Procedures and Standards (MS OPS) youll work under moderate supervision to develop implement and maintain operations procedures standards and reporting. Youll evaluate programs for improvement resolve complex op المزيد...

Strategic Intelligence & Analytics (StratIntel) is an organization within FINRAs Member Supervision department that provides proactive and strategic intelligence in support of investor protection and market integrity translating into better more informed and timely regulatory deci المزيد...

As an established individual contributor in Member Supervision Operations Procedures and Standards (MS OPS) youll work under moderate supervision to develop implement and maintain operations procedures standards and reporting. Youll evaluate programs for improvement resolve complex op المزيد...

The Senior Director is part of the senior management team of Technology oversees a major program or project organization within Technology and most often reports directly to a Vice President or Senior Vice President.Essential Job Functions:Process and OperationsManage separate teams f المزيد...

Seeking meaningful work that aligns with your values At FINRA we protect investors and ensure market integrity as a not-for-profit regulator under SEC oversight. We stand at the intersection of broker-dealers policymakers and investorsuniquely positioned to foster vibrant fair markets المزيد...

Financial Industry Regulatory Authority Inc. seeks a Lead Developer in Test.Benefits: PTO; Paid leave (military jury duty bereavement voting care of a family member & childbirth); Paid holidays; OT; Bonus; Health dental & vision; Basic life AD&D suppl. life spouse/DP & المزيد...

Financial Industry Regulatory Authority Inc. seeks a Lead Developer in Test.Benefits: PTO; Paid leave (military jury duty bereavement voting care of a family member & childbirth); Paid holidays; OT; Bonus; Health dental & vision; Basic life AD&D suppl. life spouse/DP & المزيد...

Financial Industry Regulatory Authority Inc. seeks a Lead Security Engineer.Benefits: PTO; Paid leave (military jury duty bereavement voting care of a family member & childbirth); Paid holidays; OT; Bonus; Health dental & vision; Basic life AD&D suppl. life spouse/DP & المزيد...

Financial Industry Regulatory Authority Inc. seeks a Lead Product Manager in Rockville MD.Benefits: PTO; Paid leave (military jury duty bereavement voting care of a family member & childbirth); Paid holidays; OT; Bonus; Health dental & vision; Basic life AD&D suppl. life s المزيد...

Financial Industry Regulatory Authority Inc seeks a Lead Security Engineer.Benefits: PTO; Paid leave (military jury duty bereavement voting care of a family member & childbirth); Paid holidays; OT; Bonus; Health dental & vision; Basic life AD&D suppl. life spouse/DP & المزيد...

This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management advising them on high-impact legally and politically complex and sen المزيد...