Client Assets Jobs in UK

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Cass Operations And Data Analyst (12 Month Fixed T...

Financial Conduct Authority

profile London - UK

Job title: CASS Operations and Data Analyst (12 month Fixed Term Contract)Division: Supervision Policy and CompetitionDepartment: Resolution Strategy Operations and CASS (ReSOC)Salary: National (Edinburgh and Leeds) ranging from 43100 to 53700 and London 47300 to 59000 per annum (Salary offered wil...

27 days ago
Full Time

Policy Manager

Financial Conduct Authority

profile London - UK

Job Title: Policy ManagerDivision: Supervision Policy & Competition (SPC)Department: Resolution Strategy Operations & CASS (ReSOC)Salary: National (Edinburgh and Leeds) ranging from 74900 to 100000 and London 82300 to 110000 (salary offered will be based on skills and experience)This role is graded...

27 days ago
Full Time

Cass Supervision Senior Associate

Financial Conduct Authority

profile London - UK

Job title: CASS Supervision Senior AssociateDivision: Supervision Policy and CompetitionDepartment: Resolution Strategy Operations & CASS (ReSOC)Salary: National (Edinburgh and Leeds) ranging from 53800 to 627333 and London 59200 to 69000 per annum (Salary offered will be based on skills and experie...

27 days ago
Full Time

Client Portfolio Manager, Content

Tiaa

profile Charlotte - USA

The Client Portfolio Manager Content collaborates with CPM teammates to write review and/or edit a range of Nuveen thought leadership and other investment-related content in support of Nuveens sales/distribution efforts and other business priorities. The role ensures editorial quality consistency of...

28 days ago
Full Time

Asset & Wealth Management, Qis Liquid Alternatives...

Goldman Sachs

profile London - UK

DescriptionASSET & WEALTH MANAGEMENTA career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential while you discover your own. As part of one of the worlds leading asset managers with over $3 trillion in assets under supervision you...

30+ days ago
Full Time

International Consumer Legal Team Lawyer Associate...

Jpmorganchase

profile London - UK

DescriptionWe are seeking an Associate / AVP to join our International Consumer Legal Team with a focus on UK retail investment products. The ideal candidate will have familiarity with UK financial services regulations and an understanding of the FCA Consumer Duty UK MiFID 2 the UK financial promoti...

30+ days ago
Full Time

Operational Risk Reporting Senior Manager

Aveva

profile London - UK

Please note this position is based in London and the successful candidates contractual location will be London; other locations cannot be considered.Operational Risk Reporting Senior Manager - 9 Month Fixed Term Contract About UsAt Aviva Investors our expertise is in matching the right investment ap...

30+ days ago
Full Time

Head Of Maf Investment Risk

Aveva

profile London - UK

Please note this position is based in London and the successful candidates contractual location will be London; other locations cannot be considered.Head of MAF Investment RiskAbout UsAt Aviva Investors our expertise is in matching the right investment approach to each clients unique needs. As the g...

30+ days ago
Full Time

Cass Governance & Oversight Analyst

Jpmorganchase

profile Bournemouth - UK

DescriptionSupport the planning and execution of Resolution Pack (RP) tests including coordinating test activities collecting and maintaining complete audit-ready evidence and documenting results and actions. Escalate issues and exceptions to senior team members and contribute to the teams ongoing c...

30+ days ago
Full Time

Graduate Trainee Advertising Executive

Feverup

profile London - UK

Hey there! Were Fever the worlds leading tech platform for culture and live entertainment.Our mission To democratize access to culture and entertainment. With our proprietary cutting-edge technology and data-driven approach were revolutionizing the way people engage with live entertainment. Every mo...

30+ days ago
Trainee

Head Of Department, Resolution Strategy, Operation...

Financial Conduct Authority

profile London - UK

Head of Department ResolutionStrategy Operations and CASS (ReSOC)About the FCAAt the FCAwerecreating a fair and more resilient financial system.Wereestablishingmore transparent relationships between financial services and customers building trust in financialmarketsand protecting vulnerable consumer...

30+ days ago
Full Time

Mobile Maintenance Engineer

Paretofm

profile Cardiff - UK

Mobile Maintenance Engineer (M&E) South Wales & South West (Field-Based) Full-Time Monday Friday On-Call: 1 in 6 rota 200 standby 4-hour minimum call-outJoin a high-performing engineering team where standards matter.Were looking for a skilled and proactive Mobile Maintenance Engineer to support...

30+ days ago
Full Time

Cass Administrator

Rgh-global Limited

profile Blackpool - UK

CASS Administrator (15 month FTC) Location: Blackpool (hybrid working) Salary: We are looking for a CASS Administrator to support a financial services firm. This role is responsible for supporting the firms compliance with the FCA Client Assets Sourcebook (CASS) rules. The successful candidate will...

30+ days ago
Full Time

Regional Client & Product Strategy Manager – Priva...

Msci

profile London - UK

Your Team ResponsibilitiesYou will be part of a dynamic team building the next generation of Private Assets products at MSCI. You will work across the Private Assets product suite comprising market leading and globally renowned market data and portfolio products focusing on the EMEA Market. You will...

30+ days ago
Full Time

Compliance Vice President – Retail Investments

Jpmorganchase

profile London - UK

DescriptionShape how we deliver good outcomes for retail investors in the UK. You will provide independent oversight and practical advice across discretionary and execution-only investing partnering closely with the business and control functions. This role offers broad exposure to governance monito...

30+ days ago
Full Time

International Private Bank, Head Of Advisory, Exec...

Jpmorganchase

profile London - UK

DescriptionWithin J.P. Morgans International Private Bank ENGAGE is the advisory platform designed to deliver consistent goals-based investment advice to clients. Built on fiduciary non-discretionary advisory principles ENGAGE provides a structured framework for portfolio construction monitoring and...

30+ days ago
Full Time

International Private Bank, Head Of Advisory, Exec...

Jpmorganchase

profile London - UK

DescriptionWithin J.P. Morgans International Private Bank ENGAGE is the advisory platform designed to deliver consistent goals-based investment advice to clients. Built on fiduciary non-discretionary advisory principles ENGAGE provides a structured framework for portfolio construction monitoring and...

30+ days ago
Full Time

Head Of Maf Investment Risk

Aviva Employment Services

profile London - UK

Please note this position is based in London and the successful candidates contractual location will be London; other locations cannot be considered.Head of MAF Investment RiskAbout UsAt Aviva Investors our expertise is in matching the right investment approach to each clients unique needs. As the g...

30+ days ago
Full Time

Administrator Stocks & Pricing

Rathbones

profile Liverpool - UK

At Rathbones we help people invest their money well so they can live well. That means more than financial returns its about helping people feel confident in their decisions and supported in their future. We dont just manage money we guide people through lifes big moments helping them stay on track...

30+ days ago
Full Time

Administrator Ifa & Management Fees

Rathbones

profile Liverpool - UK

At Rathbones we help people invest their money well so they can live well. That means more than financial returns its about helping people feel confident in their decisions and supported in their future. We dont just manage money we guide people through lifes big moments helping them stay on track...

30+ days ago
Full Time