Associate Director, Non-Financial Risk, Securities Services CIB
Job Summary
Some careers have more impact than others.
If youre looking for a career where you can make a real impression join HSBC and discover how valued youll be. Whether you want a career that could take you to the top or simply take you in an exciting new direction HSBC offers opportunities support and rewards that will take you further.
We are currently seeking a high calibre professional to join our team as an Associate Director Non-Financial Risk Securities Services.
In this role you will:
- Provide end-to-end 1LoD non-financial risk governance oversight and control framework for Securities Services Middle Office (MO) and Private Assets (PA) globally.
- Act as the NFR subject matter expert for MO/PA ensuring service delivery meets contractual obligations regulatory requirements and HSBC risk appetite.
- Partner closely with product operations client service and technology teams to identify risks implement controls drive remediation and evidence sustainable outcomes.
- Support new product launches and growth initiatives by conducting front-to-back risk reviews to ensure operational deliverability and effective risk mitigation.
- Build and maintain MO/PA Risk Control Assessments (RCAs) ensuring risks are documented owned and actively managed.
- Define and monitor MO/PA Objective and Key Results (OKR)/KPI/KRI frameworks that are measurable data-led and aligned to business outcomes and risk appetite.
- Lead deep-dive reviews and thematic analysis to spot emerging risks control weaknesses and systemic trends and drive practical remediation.
- Oversee incident issue and change management for MO/PA including escalation root cause analysis quality remediation tracking and senior management/governance reporting.
To be successful you will need:
- Bachelors degree in Finance Business or a related discipline (Masters/professional certifications such as FRM/PRM/CIA/CFA preferred).
- Extensive Securities Services experience with strong MO and PA product knowledge (processes delivery model and key non-financial risks).
- Proven experience in senior risk management governance or control roles ideally within 1LoD or 2LoD environments.
- Expert knowledge of non-financial risk frameworks (operational risk compliance and conduct risk) and control design/effectiveness.
- Strong understanding of relevant regulatory expectations impacting Securities Services (e.g. MAS SFC) and experience engaging with audit/regulators.
- Excellent communication presentation and influencing skills; able to translate complex risk topics for technical/non-technical stakeholders up to C-suite (GRC tooling experience desirable).
Opening up a world of opportunity
Issued by The Hongkong and Shanghai Banking Corporation Limited.
Director
About Company
HSBC Holdings plc is a British multinational investment bank and financial services holding company. It was the 7th largest bank in the world by 2018, and the largest in Europe, with total assets of US$2.558 trillion.