Depository Participant Head and Compliance Officer

About Company

We at Gainn Tech are about to bring a revolution into Fintech Industry with a oneofakind product and the best team of individuals driven by curiosity passion optimism and the belief that everybody can grow. If youre good at what you do you can work anywhere. If youre the best at what you do come work at our company.

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SCOPE OF WORK : DP Head and Compliance Officer :

1. VAR File Updating (Pledge & MTF Module).

1. MTF Report Checking.

1. Holding Statement Reporting to All Exchanges.

1. Creation of Pledge

1. Release of Pledge

1. Pledge & RePledge Reconciliation.

1. MTF Stock Reconciliation.

1. Margin Reporting Checking.

1. Valuation of Securities & Margin Verifying for Segregation file Daily .

1. Cross Bill Daily.

1. CDAS Report Checking.

1. Downloading files from CDAS as required.

1. BO Grievance Report Submitting to CDSL.

1. Upload the details of all complaints received during the month to all Exchanges (NSE/BSE/MCX) and on Website.

1. STR Reporting to BSE Monthly.

1. Reporting to concern exchanges as informed by COO.

1. Supporting all department as they required.

1. Concurrent Audit of CDSL with the help of Amruta.

1. Requirements of Internal Audit and Inspection of CDSL and Exchanges as informed by COO.

1. System setting / Master setup in Tradeplus / Cross

1. Solving software related Query with Tradeplus

Billing / Arbitrage scope of work

1. Entire Billing process of CASH FNOMCX CURRENCY

1. Contract Note & Client Margin statement email to clients

1. Short Payin & Payout reporting to exchange and client

1. Span file upload.

1. F&O outstanding position email to client

1. Daily Brokerage statement and bill summary reporting to Anil Sir

1. Arbitrage Billing Process

1. Margin upload and checking and verification

1. Arbitrage related reports to be emailed to Director / Concerned party

VAR,pledge reconciliation,report making