Compliance & Governance Lead
Job Summary
General information
Reference
003966Location
United Kingdom London London
Work Place
Hybrid
Region
UK
Job Profile
Lockton - Experienced Professional
Title
Compliance & Governance Lead
Description
The purpose of this role is to lead on technical & compliance matters on behalf of the People Solutions team and provide support to the wider team as and when required.
Key Tasks & Duties
- Lead on Internal Audit
- Undertake regional/divisional audits
- NDA Champion
- Responsibility for wording changes to templates from a regulatory & internal perspective
- Key contact within the PS team for Fee Agreement/TOBA/Contract queries
- Responsibility for SPOE procedure-development and implementation
- Undertaking file reviews as and when necessary
- Production of technical/white papers both for internal and external use
- Induction training of new recruits on compliance & ongoing training where necessary
- Ad-hoc project work as and where required
- Up to date with relevant legislation & regulatory knowledge
- Build strong relationships with in house Legal Compliance & Risk teams
Candidate Profile
- CII Qualification
- Insurance experience ideally in employee benefits.
- Excellent attention to detail
- Ability to communicate effectively to all stakeholders
- Up to date with regulatory knowledge at all times
Custom section 3
Scheduled
Full Time Permanent
About Company
The quality of your solicitors professional indemnity insurance underpins your integrity and reputation among your clients. As a regulatory requirement, it is critical that your cover performs effectively for you and your practice. Our dedicated and knowledgeable team is committed to ... View more