Internal Audit – Fixed Income, Currency and Commodities and Equities Audit, Associate, Tokyo

Internal Audit Fixed Income Currency and Commodities and Equities Audit Associate Tokyo

What We Do

As the third line of defense Internal Audits mission is to independently assess the firms internal control structureincluding the firms governance processes and controls and risk management and capital and anti-financial crime frameworks raise awareness of control risk and monitor the implementation of managements control doing so internal Audit:

• Communicates and reports on the effectiveness of the firms governance risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firms control culture and conduct risks.
• Monitors managements implementation of control measures

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants developers risk management professionals cybersecurity professionals and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firms businesses and functions including global markets investment banking asset management consumer and wealth management risk management finance cyber-security and technology risk and engineering.

Who We Look For

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets analytical exercise professional scepticism and can challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit businesses and functions have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques building relationships and can evolve and thrive in teamwork and in a fast-paced global environment.

As a Business Auditor you will be involved in audits of various Fixed Income Currency and Commodities and Equities processes that support theGlobal Banking & Marketsbusiness of the firm to provide assurance on the controls related to deal due diligence book building allocation operations along with other general business controls such as Sarbanes-Oxley 404 control assessments and other processes that support functions of GBM.

How you will Fulfill your Potential:

• Participation in planning and scoping reviews meeting with the stakeholders within the area being reviewed to understand and walk through the business and technology processes and identifying the key risks and controls to be assessed
• Assessment of the risk and impact of the issues identified on reviews and production of the report to management
• Ad hoc work on firmwide projects around new processes or activities and investigation of incidents
• Maintenance of internal stakeholder relationships and regular interaction with the business during the year to assess changes in the control environment and other matters arising in the businesses which may influence the coverage scope and audit plan
• Ongoing liaison with colleagues globally and internal and external stakeholders including regulators and external audit
• Follow up with stakeholders on remediation of actions coming out of issues identified during audit
• Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified

Skills and Experience:

• Japanese language required. Other Asian language a plus
• 5+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
• Prior experience in financial services includingFixed Income Currency and Commodities and Equities sales and trading operations and product control compliance functions
• Team oriented with a strong sense of ownership and accountability
• Strong organizational and project management skills with the ability to multi-task and meet tight deadlines while remaining organized in a fast-paced dynamic environment
• Excellent critical thinking and problem-solving skills with the ability to learn both firm and industry standards
• Strong verbal and written communication skills
• Relationship building skills and ability to work effectively across a global team
• Experience with Agile Auditing and Data Analytics is a plus
• Relevant certification or industry accreditation (e.g. CFA CIA) is a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2026. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.