Senior Analyst, Equity Trade Support

Job Description:

The Role:

The Equity Trade Support Analyst provides a very broad range of support functions to various sales and trading desks within Fidelity Capital Markets. With advances in technology it is important that you have an aptitude for understanding complex (and changing) workflows. We need you to efficiently apply your knowledge and experience to the problem or task at hand while having an appreciation of the impact your decisions may have on other partners (i.e. customers colleagues traders etc.) We would like you to feel empowered to be proactive and creative when it comes to solving business support of the various desks and clients we expect you to work closely with other middle office back office and technology personnel to achieve straight through processing while minimizing risk exposure and errors.

• Monitoring and ensuring timely and accurate allocations for equity trades including blocks electronic SAM and Program trades

• Resolving issues with unallocated trades incorrect allocations money differences trades that are not settling clearing or comparing problem with confirms and bad account instructions closed accounts P&S trade breaks DVP/RVP Fails and step-outs

• Building and maintaining contacts with clients contra brokers floor brokers and other parties involved with trade execution allocation clearance and settlement

• Monitoring error accounts including assisting sales/traders with running covering and documenting errors as well as providing timely reporting on all errors

• Analyzing internal operations seeking ways to improve work flows through automation

• Minimizing operational monetary and reputational risk to the firm by building and supporting a thoroughly procedurally-compliant environment

The Expertise and Skills You Bring:

• Brokerage industry experience preferably in trading or middle/back-office operations

• Bachelors Degree

• Series 7 and 63 Licenses (if not currently registered such exams must be successfully passed within six months of hire)

• You have strong analytical and project management capabilities

• You can work independently with little direct supervision with recognition of when to partner and collaborate to gain consensus across multiple business divisions

• You offer detailed knowledge of custody operations: such as DVP/RVP flows

• You bring proven understanding of comparison clearance and settlement for domestic equity and options

• The ability to balance trading risks and the escalation process effectively and timely

The Team

Fidelity Capital Markets is the institutional trading arm of Fidelity Investments providing trading products and services to a wide array of clients including buy-side institutions and hedge funds as well as to Fidelitys own businesses. FCM offers a suite of electronic brokerage products and execution services across multiple asset classes including equities fixed income options and forex as well as prime brokerage securities lending and municipal and bank issued brokered CD underwriting. Our product coverage includes Equity Block Sales/Trading Program/Electronic Trading SAM Trading International Equity Trading Prime Brokerage Soft Dollars and New Accounts.

Note: Fidelitywill not provide immigration sponsorship forthis position.

Placement in the range will vary based on job responsibilities and scope geographic location candidates relevant experience and other factors.

Base salary is only part of the total compensation package. Depending on the position and eligibility requirements the offer package may also include bonus or other variable compensation.

We offer a wide range of benefits to meet your evolving needs and help you live your best life at work and at home. These benefits include comprehensive health care coverage and emotional well-being support market-leading retirement generous paid time off and parental leave charitable giving employee match program and educational assistance including student loan repayment tuition reimbursement and learning resources to develop your career. Note the application window closes when the position is filled or unposted.

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Most roles at Fidelity are Hybrid requiring associates to work onsite every other week (all business days M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles. Please consult with your recruiter for the specific expectations for this position.

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