Compliance Controller | SG

In Natixis in Portugal (NiP) the Quality Assurance (QA) Compliance Controller role lies within the Secretariat General area. As such the function directly reports to the SG PT Controls Manager who consequently reports to the Secretary General PT. Functionally the role reports to the CUSO Controls & QA Manager who consequently reports to the Head of CUSO Governance & Control Framework within the US Secretary General.

Supporting the Combined US Operations organization the QA Compliance Controller plays a key role in the CUSO Internal Control Framework by conducting quality controls on the CUSO Risk & Compliance activities to ensure their adherence to Policies & Procedures and assess quality of Risk & Compliance processes i.e. if they are operating as expected and in line with the relevant Policies & Procedures.

The main responsibilities of the QA Compliance Controller are as follows but not limited to:

• Execute oversight and assurance quality controls of the CUSO Risk and Compliance controls and processes in scope.
• Prepare and report control results including identified anomalies/findings and proposed corrective measures as applicable under the required format of the control report and in the control management tool used for that purpose.
• Present and discuss results with the relevant stakeholders.
• Assist in performing the various projects and reviews planned and tracking the status of each throughout the year
• Proactively propose new controls and enhancements to existing controls
• Assist in the development and implementation of new and enhanced controls
• Help prepare and report metrics tracking control execution progress
• Contribute to reporting to senior management and regulatory authorities when required

Cross train with members in the team to ensure appropriate backup on responsibilities and no key person risk.

Qualifications :

• Minimum Bachelors degree from an accredited University/College in Banking Finance Accounting Management Economics or other business-related discipline;
• 3 years Experience of working in financial services and conducting control activities or similar discipline.

Additional Information :

Our workplace reflects the vibrant spirit of our locations with initiatives such as a Green Transportation Budget electric bikes and a flexible Hybrid Work Policy. We promote wellbeing through the Honolulu Wellness Club a Prayer Room a Lactation Room and themed Villages that inspire creativity and collaboration. Through our ESG and DEI strategies we are commit to being inclusive caring and fair ensuring every voice is heard and valued.

Remote Work :

No

Employment Type :

Full-time