Internal Audit, Associate, Regional Audit, Associate, Shenzhen

Internal Audit Technology Auditor Associate Shenzhen Qian Kun Futures

Join us for an exciting opportunity in Qian Kun Futures Company Ltd (QKF) in Shenzhen for Internal Audit (IA) function. With the establishment of the China Financial Futures Exchange (CFFEX) in 2006 the Chinese futures market has become one of the fastest growing electronic trading markets in the world

What We Do
As the third line of defence Internal Audits mission is to independently assess the firms internal control structureincluding the firms governance processes and controls and risk management and capital and anti-financial crime frameworks raise awareness of control risk and monitor the implementation of managements control doing so internal Audit:

• Communicates and reports on the effectiveness of the firms governance risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firms control culture and conduct risks; and
• Monitors managements implementation of control measures

Who We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets analytical exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit businesses and functions have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment.

General Responsibilities

• Support IA management to formulate an audit plan / strategy in consideration of regulatory requirements and legal entity risk assessment in QKF
• Develop and maintain understanding of regulatory requirements and industry practice in China (particular for the technology and cybersecurity related areas) and providing insight on their impact and application to IA management.
• Execute and develop leading role in every step of an audit project including scoping planning fieldwork and reporting for both business and technology driven audits
• Identify risks assess mitigating controls and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings and present to IA management and management in QKF
• Follow-up on open audit issues and their resolution
• Assist in the audit teams continuous monitoring effort to cover market and regulatory events technology updates and business initiatives audit/reviews completed
• Be local contact point for regulatory interaction for IA relevant matters
• Bridging the gap between the local and global audit teams and providing timely updatesto the GS Audit Team on the key developments in QKF

Basic Requirements

• Minimum 4 years of experience in technology auditor or relevant technology development or support or risk management fields
• Futures professionalqualification ofChina Futures Associationor candidate is expected to pass the examination within firm required timeline after employment.
• Ability to work effectively across an audit team consisting of members in multiple locations
• Self-driven and proactive in taking full ownership and accountability of the assigned tasks and tracking them to completion within the stipulated timelines and according to the firms quality standards
• Must be highly motivated with strong analytical skills willing and able to learn new business and system processes quickly
• Strong experience and familiarity with China laws and regulations relating to Technology and Futures Business.
• Excellent written and verbal communication skills in Mandarin. English language skill is highly preferred.
• Job requires frequent interaction with overseas colleagues in virtual video media

Preferred Qualifications

• Relevant degree in Computer Science Information Security Engineering or equivalent
• Relevant certifications or industry accreditations (e.g. CISA CISM CISSP etc.)
• Past experience of dealing with the local regulator and understanding of their ask from the various regulations / standards and guidelines will be useful
• Experience of relevant technology industry standards ISO 27001 NIST Framework CFA notices standards and guidelines etc.

ABOUT GOLDMAN SACHS

At Goldman Sachs we commit our people capital and ideas to help our clients shareholders and the communities we serve to grow. Founded in 1869 we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally from our training and development opportunities and firmwide networks to benefits wellness and personal finance offerings and mindfulness programs. Learn more about our culture benefits and people at committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group Inc. 2026. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veterans status disability or any other characteristic protected by applicable law.