Lead Counsel Compliance & Regulatory
Share
Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Job Description Summary
Responsible for assisting in corporate secretarial and compliance functions for listed and unlisted entity including SEBI (LODR & PIT) and Companies Act 2013 compliances. Handles statutory filings Board and Committee documentation AGM/EGM processes investor services and IEPF compliances. Supports regulatory updates policy revisions Annual Report preparation and stakeholder coordination to ensure effective governance and regulatory adherence.Job Description
- Prepare and file various Stock Exchange reports/filings (quarterly half-yearly annual) including compliance of PIT Regulations.
- Develop case study-based learning for the education of designated persons regarding SEBI PIT regulations.
- Verify documents for investor service requests (transmission transposition name deletion).
- Prepare agenda and minutes for various Committee and Board meetings including printing and coordination for signatures.
- Support the preparation and review of ROC forms
- Prepare annual disclosures for Key Managerial Personnel (KMP) across entities.
- Manage and execute compliance related to Annual General Meetings (AGMs) and Extraordinary General Meetings (EGMs).
- Responses to investor complaints received via SCORES/BSE/NSE platforms.
- Handle direct investor queries received via company email coordinating with the RTA for resolution.
- File E-verification reports and manage resubmissions with IEPFA (Investor Education and Protection Fund Authority) including responding to various queries raised by the IEPF Authority.
- Track and analyze the impact of latest amendments in corporate law and regulations on the companys entities.
- Amend and revise company policies in line with changing legal requirements.
- Provide end-to-end support in preparing the companys Annual Report suggesting creative enhancements.
- Coordinate vendor payments for secretarial services
- Ensure the company website is updated as per statutory requirements.
Qualifications & Experience:
- Qualified Company Secretary (ACS/FCS) from the Institute of Company Secretaries of India (ICSI).
- Bachelors degree in law Commerce or a related field (preferred).
- 7-8 Years of experience with a strong focus on SEBI (LODR PIT) and Companies Act 2013 compliances.
Skills & Attributes:
- In-depth knowledge of SEBI Regulations and the Companies Act 2013.
- Exceptional attention to detail and accuracy in documentation and filings.
- Strong analytical skills to interpret and apply complex legal and regulatory frameworks.
- Excellent written and verbal communication for regulatory filings stakeholder communication and Board presentations.
- Proactive approach to tracking legislative changes and ensuring compliance.
- Ability to manage multiple tasks and deadlines efficiently.
- High ethical standards and discretion with sensitive information.
Additional Information
Relocation Assistance Provided: Yes
About Company
GE Vernova's Asset Performance Management software can help you increase asset reliability, minimize costs and reduce operational risks. View a demo today.
