Compliance Officer – ARM Trustees Limited
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Job Location:
Monthly Salary:
Posted on:
16 hours ago
Vacancies:
1 Vacancy
Job Summary
- Ensure full compliance with SEC rules and regulations applicable to Trustees including reporting disclosures and conduct requirements.
- Monitor regulatory developments circulars and guidelines issued by the SEC and other relevant authorities and assess their impact on ARM Trustees Limited.
- Coordinate the timely filing of statutory and regulatory returns reports and notifications.
- Act as the primary liaison with the SEC and other regulators on compliance-related matters inspections and examinations.
- Support the development review and implementation of compliance policies procedures and manuals for ARM Trustees Limited.
- Provide compliance oversight on commercial private and family trust structures to ensure adherence to trust deeds SEC requirements and internal governance frameworks.
- Review trust documentation agreements and structures to ensure regulatory and legal compliance prior to onboarding.
Work closely with Trust Advisors to ensure:
- Proper title perfection registration of mortgages and custody of title documents.
- Maintenance of accurate asset registers and legal documentation databases for trust transactions.
- Ensure all physical assets pledged under Trust are duly transferred into the Trust in accordance with Trust Deeds and structure of the Trust
- Manage real estate properties under Private Trust structures including overseeing tenancy agreements rent collections maintaining fair wear and tear on properties under administration and property management/maintenance contracts.
- Conduct land and corporate searches at the land registry CAC and other relevant agencies to verify the authenticity and ownership of pledged assets.
- Conduct physical inspections of clients assets before sign-on and records findings.
- Compliance with asset valuation insurance and renewal requirements.
Required Skills & Competencies
- Strong understanding of SEC regulations applicable to Trustees capital market operators and trust structures.
- Good knowledge of trust law estate planning and property-related legal requirements as they relate to trust administration.
- High attention to detail strong organizational skills and ability to manage multiple regulatory obligations.
- Excellent written and verbal communication skills with the ability to engage regulators and senior stakeholders.
- Strong ethical standards professional judgment and confidentiality.
- Ability to work collaboratively with Trust Advisors Financial Control Legal Management teams as well as other external and internal stakeholders.
Qualifications & Experience
- Bachelors degree in law; being a lawyer called to the Nigerian Bar is a strong advantage Estate Management or any related field.
- Minimum of three (3) years experience in compliance legal and trust administration within a SEC-regulated or financial services environment.
- Being a SEC sponsored individual will be an added advantage.
- Knowledge or experience in asset verification title perfection property-related compliance and trust administration will be an added advantage.
- Relevant professional certifications (e.g. Compliance Risk Governance) will be an advantage
Required Experience:
Unclear Seniority
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Asset & Resource Management Company Limited (ARM) was founded in 1994 as an asset management firm.We provide a broad range of unique wealth creation services by offering traditional asset management services as well as alternative investments through our private funds business. ARM cu ... View more
