Compliance Senior Specialist
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Job Location:
Monthly Salary:
Posted on:
2 hours ago
Vacancies:
1 Vacancy
Job Summary
We are seeking a proactive and detail-oriented Senior Compliance Specialist to assist the Compliance Officer in India. This role will provide critical support in filing reports to the RBI regulatory horizon scanning project management and identification and remediation of compliance issues. The ideal candidate will work closely with the Compliance Officer handling regulatory compliance to ensure policies and practices adhere to local regulations and compliance standards.
Your mission:
- Manage reporting to regulators (RBI) accurately in a timely manner ensuring all submissions are meeting the requirements. Respond to information requests from the regulator or auditors.
- Organise and securely store all regulatory communications in both physical and digital repositories for easy access and compliance ensuring all submissions are organised and accessible.
- Access and navigate regulatory filing portals to track trace and manage deliverables filings and reporting requirements.
- Perform horizon scanning and maintaining our Regulatory Obligations Register (ROR)
- Drafting policies/manuals and ensuring they are always up to date
- Propose and lead projects to improve controls via training process or product improvements
- Proactively identify gaps and lead any remediation plans where necessary controls to comply with regulations have been missing.
Support Compliance Officer:
- Assist Compliance Officer in India in managing both internal and external projects to ensure alignment with evolving regulations.
- Monitor compliance risks and KPIs adhoc support for FinCrime matters coordinate periodic governance and stakeholder review meetings maintain robust compliance frameworks and documentation and support liaison efforts during audits (internal external and regulatory).
Projects and compliance specific reviews:
- Depending on the compliance program and criticality engage & manage specific and thematic compliance reviews.
Qualifications :
- 5 years of experience in regulatory compliance.
- Expertise with the regulatory reporting processes preferably from remittance cross border transactions fintech companies.
- Experience in monitoring and interpreting regulatory guidelines.
- Experience working independently and is able to navigate working culture at Wise.
- Eager to adapt swiftly in a new environment and always willing to learn new things
- Bachelors degree in Law IT Business or a related field.
- In depth knowledge of the general regulatory framework in India.
- Excellent organisational and time management skills
- Strong communication and stakeholder management skills.
Additional Information :
For everyone everywhere. Were people building money without borders without judgement or prejudice too. We believe teams are strongest when they are diverse equitable and inclusive.
Were proud to have a truly international team and we celebrate our differences.
Inclusive teams help us live our values and make sure every Wiser feels respected empowered to contribute towards our mission and able to progress in their careers.
If you want to find out more about what its like to work at Wise visit .
Keep up to date with life at Wise by following us on LinkedIn and Instagram.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Wise is a global technology company, building the best way to move money around the world. With the Wise account people and businesses can hold 40+ currencies, move money between countries and spend money abroad. Large companies and banks use Wise technology too; an entirely new cro ... View more
