Compliance Manager Wealth

Sydney - Australia

Monthly Salary: Not Disclosed

Posted on: 4 hours ago

Vacancies: 1 Vacancy

Job Summary

About the Team

The Risk and Compliance (R&C) function has responsibility for enabling the Group to manage risks associated with their respective area of focus in line with the Groups risk that support the R&C function will enable the success of the business by instilling a culture of risk management as a core part of how we support our customers and ensure that we have the appropriate processes and practices to meet our compliance obligations.

About the role

As Compliance Manager- Wealth and reporting to Senior Manager Risk and Compliance you will be responsible for supporting the further development implementation and management of the compliance framework. You will be actively involved in supporting the business to meet regulatory obligations as well as providing operational and regulatory compliance advice in relation the Banks managed funds margin lending and other wealth services.

In particular you will be:

Assessing regulatory change impacts and supporting implementation
Reviewing marketing material and disclosure documentation to ensure compliance with obligations
Providing operational and regulatory advice in relation to the Banks and the Divisions compliance obligations
Identifying and supporting potential control uplift to ensure obligations are met
Actively involved in testing reviewing and monitoring compliance obligations
Preparing regulatory responses and notifications
Working closely with other members of 1LOD R&C various Business Units and 2LOD Compliance to enhance the development of a risk & compliance culture.

This is a full-time permanent opportunity to be located at one of our corporate offices ideally in Melbourne Adelaide Bendigo or Sydney

About you

To be successful you will have:

Tertiary qualifications in Legal Management or Business-related fields (highly desirable)
RG146 qualifications (ideal)
Strong understanding and practical working Compliance experience within Banking and Financial Services (Line 1 or 2)
Experience and knowledge of managed funds margin lending and general insurance products (regulations legislation and processes)
Excellent communication skills both verbal and written with highly developed influencing skills
Strong collaboration and relationship management to deliver on organisational outcomes
Proven ability to manage multiple and complex tasks and meet deadlines

We believe a diverse workforce supported by an inclusive culture is central to our success and we actively encourage applications from those who bring diversity of thought to our business. We support candidate requests for adjustment to accommodate an illness injury or disability to equitably participate in the selection process.

How to apply

If you are interested in this opportunity please apply online with your CV and cover letter. Enclosed is a Position Description for this role:Compliance Manager

Applications close COB Tuesday 10th February 2026

For further information about this opportunity please contact Libby Prouse Senior Recruitment Advisor on (03)or

Please note all internal candidates are required to notify their immediate leader when applying for a new career opportunity and you will be asked to acknowledge they have done so upon submission of your application.

Required Experience:

Manager

About the Team The Risk and Compliance (R&C) function has responsibility for enabling the Group to manage risks associated with their respective area of focus in line with the Groups risk that support the R&C function will enable the success of the business by instilling a culture of risk managemen...