Compliance Assistant Reviews
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Job Location:
Nyon - Switzerland
Monthly Salary:
Not Disclosed
Posted on:
3 hours ago
Vacancies:
1 Vacancy
Job Summary
As a Compliance Assistant you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing and we are looking for different types of seniority profiles whose main tasks will be:
- Carrying out reviews of key clients (private clients companies institutional clients external asset managers introducing brokers etc.) from an AML/CTF standpoint (AMLA AMLO-FINMA CDB)
- Conducting enhanced due diligence analyses
- Drafting formal compliance assessments
- Providing support and advice to the front office and management
Depending on the level of seniority the following tasks may also be required:
- Assisting the Manager in supporting the team on a daily basis including providing responses to questions conducting second-level reviews of team members assessments and serving as a trusted role model in terms of work quality efficiency and professional behavior
- Serving as the key point of contact for complex cases
- Optimization of internal processes including the review and drafting of internal guidelines
Qualifications :
- Bachelors degree preferably in Law Economics International Relations Political Science or similar (a Certificate in Compliance Management is a very strong asset)
- 3-7 years of financial services compliance experience (prior experience in periodic reviews specifically is a very strong asset)
- Knowledge of the Swiss legal framework
- Excellent command of English and French (German is a strong asset)
- Analytical and methodological approach
- Structured and professional working style
- Interest and experience in data analysis (including Excel)
- Excellent writing and communication skills
- Strong team player who enjoys working in multicultural dynamic technological and international environment
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Corporate Paralegal
- Baan
- IT Sales and Marketing
- Civil Quality Control
- Activex
- Jboss
About Company
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-e ... View more
