UK Regulatory Compliance Assurance Senior Manager
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Job Summary
Were just at the beginning of our story and were growing at an incredible pace. We wont stop until anyone anywhere can send spend and receive money wherever they are whatever theyre doing. Theres still heaps to do and we cant do it alone.
Were looking for a UK Regulatory Assurance Lead to cover maternity absence for a period of up to 24 months who will focus on developing and maintaining our regulatory compliance monitoring and testing plan for the UK and leading the team in executing this plan. You will work with colleagues from a wide variety of teams including Product Treasury Operations and Compliance to provide assurance and help strengthen Wises approach to managing the regulatory risks throughout a range of current and new products. You will work with global colleagues to share best practice and coordinate approaches.
Your mission:
Work with key stakeholders to create and deliver a risk based monitoring and testing plan for the UK including identifying and testing key controls to evaluate compliance with rules and regulations. Work closely with colleagues in the Financial Crime Assurance or other controls testing teams to avoid duplication. Seek out and leverage new methods/approaches to evolve how we test/monitor.
Lead and develop the UK Reg CMT team ensuring both the high quality and timely execution of the monitoring and testing plan.
Proactively communicate solutions to address control gaps or how our processes can be enhanced as well as tracking these through to completion.
Support the wider monitoring and testing team strategy by collaborating with global colleagues and developing the UK team.
Adapt your focus depending on the regulatory agenda growth plans and compliance needs.
A bit about you:
Technical skills. You have a thorough understanding of risk and control and have experience in designing and carrying out risk-based controls testing in a compliance IA audit or consulting role.
Fintech focus. Ideally you will have a good understanding of FCA/PRA expectations and the regulatory compliance landscape for payments and investment firms in the UK. If you havent worked in a compliance role previously youre willing to spend time upskilling yourself and embrace the learning curve in the first months of your role.
Passion. Youre excited to work at a fast growing scale-up and youve considered the challenges and development opportunities that this brings. You get a kick out of improving current practices and processes and are self-motivated with a can-do attitude.
Get the job done. Youre comfortable working with a high degree of autonomy and managing evolving priorities to deliver against the teams strategy.
Travel. You will be based in London but youll also work with our colleagues in other locations. Youll be ready to travel to meet your objectives roughly once every two to three months.
Additional Information :
For everyone everywhere. Were people building money without borders without judgement or prejudice too. We believe teams are strongest when they are diverse equitable and inclusive.
Were proud to have a truly international team and we celebrate our differences.
Inclusive teams help us live our values and make sure every Wiser feels respected empowered to contribute towards our mission and able to progress in their careers.
If you want to find out more about what its like to work at Wise visit .
Keep up to date with life at Wise by following us on LinkedIn and Instagram.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Wise is a global technology company, building the best way to move money around the world. With the Wise account people and businesses can hold 40+ currencies, move money between countries and spend money abroad. Large companies and banks use Wise technology too; an entirely new cro ... View more
