Wealth Management Controls Assistant Vice President
Share
Job Location:
Manila - Philippines
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Department:
Job Summary
Make your mark by ensuring operational excellence and risk mitigation for our team. Join us to champion a robust control environment and drive continuous improvement in compliance and audit readiness.
Job Summary:
As a Senior Associate Controls Champion in our team you will play a critical role in safeguarding the firm and its clients from risks. You will develop implement and monitor control frameworks conduct risk assessments and ensure compliance with regulatory requirements. You will collaborate closely with Operations Compliance Risk Management and Internal Audit to maintain a robust control this role you will promote a culture of risk awareness and audit readiness drive continuous improvement and prepare comprehensive reports for senior management.
Job Responsibilities:
Design and implement comprehensive control frameworks to mitigate operational risks
Regularly review and update control procedures to align with industry best practices and regulatory requirements
Perform regular risk assessments to identify operational risks and vulnerabilities
Develop and implement risk mitigation strategies to address identified risks
Maintain audit readiness by ensuring processes and controls are well-documented and current
Coordinate with Internal Audit and external auditors to facilitate efficient audit processes
Promptly identify and report errors ensuring accurate documentation and escalation to senior management
Conduct thorough investigations to determine root causes and develop action plans for resolution
Collaborate with stakeholders to implement corrective actions and process improvements
Conduct regular control testing and monitoring to ensure effectiveness of control frameworks
Prepare comprehensive reports on control activities risk assessments and audit findings for senior management
Required qualifications capabilities and skills:
Five years of experience in investment operations risk management compliance internal audit or a related field
Proven track record in developing and implementing control frameworks
Experience in conducting risk assessments and implementing risk mitigation strategies
Strong understanding of audit processes and requirements
Excellent collaboration skills with the ability to work closely with Operations Compliance Risk Management and Internal Audit
Strong analytical and problem-solving skills including proficiency in root cause analysis
Exceptional verbal and written communication skills
High level of attention to detail to ensure accuracy and compliance in control and risk management
Ability to prepare comprehensive reports and documentation for senior management
Preferred qualifications capabilities and skills:
Advanced proficiency in analytical tools and techniques
Experience in delivering training and awareness programs
Demonstrated success in driving continuous improvement initiatives
Experience in a global financial services organization
Strong interpersonal skills to facilitate effective communication and collaboration
Ability to implement innovative solutions to strengthen risk management capabilities
Experience in process improvement and change management
Required Experience:
Exec
Key Skills
- Presentation Skills
- Risk Management
- Financial Services
- IFRS
- Banking
- Pricing
- Analysis Skills
- Securities Law
- Investment Banking
- Relationship Management
- Strategic Planning
- Leadership Experience
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
