Compliance Analyst

About Us

MST Financial is an Australian-based financial services platform that offers research advisory and capital markets services. We are a research-driven outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets mergers and acquisitions corporate advisory income and hybrid strategies and equities sales and trading.

Role Overview

An exciting opportunity has become available for a Compliance Analyst to join our Sydney team. This role is ideal for someone looking to start or pivot into a career in compliance with a keen interest in financial services regulation and financial markets with a desire to gain hands-on experience across a broad range of compliance activities.

You will work closely with an experienced compliance team with responsibility for tasks such as compliance monitoring and testing regulatory reporting internal audits and the upkeep of policies and procedures. Youll also play a role in fostering a strong compliance culture and ensuring our business remains aligned with key regulatory frameworks including ASIC regulations the Corporations Act 2001 and AML/CTF legislation.

Key Responsibilities

Responsible for conducting compliance monitoring and testing tasks identifying areas for improvement.

Assist in preparing and maintaining compliance reports for internal stakeholders and regulators.

Support the development review and updating of compliance policies and procedures in response to regulatory changes.

Assess regulatory change impacting business activities and play a key part in developing the compliance program to ensure business adherence.

Assist with change management and digitisation for the compliance function focusing on streamlining processes simplifying workflows and transforming manual procedures into efficient digital solutions.

Identify assess and help mitigate compliance risks across the business.

Support the implementation of corrective actions for any identified compliance issues.

Develop and deliver compliance training to support broader staff awareness of regulatory obligations.

Maintain accurate and comprehensive records of compliance activities and be responsible for updating and maintaining various registers.

Assist in ensuring the business complies with relevant financial regulations including ASIC guidelines the Corporations Act 2001 and other applicable laws and regulations.

Collaborate with internal teams and external advisers to ensure consistent compliance practices.

About You

Strong written and verbal communication skills.

Team-oriented with a proactive and organised approach to work.

Strong attention to detail which is essential for performing compliance reviews audits and risk assessments.

Your Experience

Bachelors degree in law Finance Business or a related field.

No prior compliance experience is required were looking for someone proactive detail-oriented and eager to learn. However any experience in a compliance regulatory or risk management role within financial services is advantageous.

Ability to interpret Australian financial regulations including ASIC requirements the Corporations Act 2001 AML/CTF obligations and Privacy laws.

How to join us

You may apply using your LinkedIn profile; however we would love to know more. Therefore we welcome the inclusion of a CV and/or attached a cover letter. For further information please contact our Internal talent acquisition Chloe at

Required Experience:

IC